Senior Auditor - Financial Crimes

U.S. Bank•Minneapolis, MN

4d•$86,360 - $101,600•Hybrid

About The Position

The Corporate Audit Services (CAS) Senior Auditor works with limited oversight to support audit engagements and other projects as a contributor or lead, depending on complexity. The role requires understanding risk and risk management techniques, analyzing business processes, and identifying key risks and controls. The Senior Auditor plans, executes, and reports on a range of audit assignments. The position requires working from a U.S. Bank location three or more days per week.

Requirements

Bachelor’s degree or equivalent work experience.
Typically more than 3 years of applicable experience.
Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends affecting financial crimes compliance.
Thorough understanding of the business line’s operations, products and services, systems, and associated risks and controls.
Strong financial services industry knowledge related to financial crimes compliance.
Thorough understanding of The Institute of Internal Auditors Global Internal Audit Standards and the common definition of internal controls.
Ability to apply Risk/Compliance/Audit competencies independently.
Strong process facilitation and project management skills.
Advanced verbal and written communication skills.
Advanced critical-thinking and analytical skills.
Ability to build strong professional relationships with peers, mid-level management, and external stakeholders, primarily external audit.

Nice To Haves

Applicable professional certifications preferred, such as CAMS, CFE, or CIA.

Responsibilities

Assist audit team management with engagement planning, including understanding risks and risk management techniques, analyzing processes and controls, interviewing auditees, and evaluating control design adequacy.
Perform or supervise control testing by staff auditors in accordance with audit program directions, using appropriate sampling and testing techniques.
Identify and assess potential issues and document work to support audit scope and conclusions, facilitate review, and meet internal audit policies and procedures.
Draft audit issues under audit team management supervision, including potential exposures, root causes, and effective, cost-effective recommendations.
Assist audit team management with audit reporting and wrap-up, including drafting audit reports.
Learn from and apply coaching received.
Perform other duties as requested by management.

Benefits

Healthcare coverage, including medical, dental, and vision.
Basic term and optional term life insurance.
Short-term and long-term disability insurance.
Pregnancy disability and parental leave.
401(k) and employer-funded retirement plan.
Paid vacation from two to five weeks, depending on salary grade and tenure.
Up to 11 paid holiday opportunities.
Adoption assistance.
Sick and Safe Leave accruals of one hour for every 30 hours worked, up to 80 hours per calendar year unless otherwise provided by law.
Incentive and recognition programs.
Equity stock purchase, 401(k) contribution, and pension, subject to eligibility requirements.