Senior Audit Manager - Internal Audit RBC Bank
About The Position
Join RBC Bank as a Senior Audit Manager, Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. RBC Bank is a subsidiary of Royal Bank of Canada in the United States, providing cross-border banking advice and solutions for Canadians in the U.S. This role supports the 2nd Line of Defense functions, including Compliance and Risk Management, by assisting the Audit Director and Chief Audit Executive with audits, regulatory and internal audit issue validation, continuous risk monitoring, and annual planning. The assurance work covers Retail and Real Estate Lending businesses for compliance with US regulations, as well as risk management practices over these businesses and corporate functions like Project Management, Strategy, and HR.
Requirements
- 8 plus years of Internal and/or External Audit experience in the Banking/Financial Services industry.
- Working experience with US Retail banking regulations related to Consumer Compliance (i.e. alphabet regulations).
- Proven experience in leading teams and audit engagements.
- Strong analytical skills, coupled with ability to quickly process new information to connect dots and formulate a view on risk.
- Excellent written and verbal communication skills demonstrated through clear articulation of relevant risks and mitigating controls.
- Precision in execution and delivery through effective organization and time management skills.
- Ability to motivate and coach junior audit staff.
- The Sr. Manager also performs testing during fieldwork.
Nice To Haves
- Bachelor’s or post-graduate degree preferably in Accounting and or Finance.
- Knowledge of Information technology risks and controls.
- Experience in data analytics (data gathering, transformation, analytics, and reporting).
- Professional Designation (CIA, CPA, CRCM) or ability to obtain within 24 months of start date.
Responsibilities
- Support the Audit Director and Chief Audit Executive with audits, regulatory and internal audit issue validation, quarterly continuous risk monitoring and annual planning activities for RBC Bank’s 2nd Line of Defense functions (Compliance, Risk Management, etc.).
- Conduct assurance work covering Retail and Real Estate Lending businesses for compliance with US regulations, and risk management practices over these businesses and corporate functions.
- Lead audit teams through the end-to-end life cycle of individual audits and special reviews.
- Autonomously lead planning, execution, and reporting activities for individual audits, including drafting audit scope and coverage approach, overseeing team, and reviewing work papers.
- Clear audit findings with Senior Management.
- Perform fieldwork testing.
- Manage resource planning to ensure sufficient resources for individual audits.
- Play a key role in the development and execution of data analytics testing for audits and continuous risk monitoring activities.
- Maintain stakeholder relationships to carry out continuous risk monitoring and provide insights as a trusted partner.
- Support skills development initiatives across the broader audit team, including coaching and mentoring junior staff.
Benefits
- Great benefits
- Annual incentive program
- Recognition
- Leaders who support your development
- Opportunities to do challenging work and grow your career
- Work-life integration
- Positive work culture emphasizing diversity and inclusion, volunteerism and community involvement
- 401(k) program with company-matching contributions
- Health, dental, vision, life and disability insurance
- Paid time-off plan
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
Associate degree
