About The Position
We are seeking Senior Associate–level Internal Audit resources to support compliance‑focused audit activities within a large, global banking environment. This role is execution‑oriented , with a primary focus on compliance testing, control assessments, and audit fieldwork aligned to regulatory requirements and internal audit standards.
Requirements
- Senior Associate–level experience in Internal Audit , with a strong compliance focus
- Background in financial services or global banking/broker-dealer environments
- Experience auditing compliance areas such as: Regulatory compliance, AML / Financial Crime, Conduct Risk, Operational Risk
- Working knowledge of regulatory expectations and bodies (e.g., SEC, FINRA, OCC, Federal Reserve )
- Proven experience with control testing, walkthroughs, evidence evaluation, and workpaper documentation
- Strong written communication skills with ability to clearly document findings
- Strong attention to detail and comfort working in highly regulated environments
- Ability to manage multiple audit deliverables simultaneously
- Professional presence and experience working with senior audit and compliance stakeholders
Nice To Haves
- Internal Audit consulting or co‑sourced audit experience supporting large financial institutions
- Exposure to regulatory exams, consent orders, or remediation programs
- Familiarity with audit issue management and validation processes
- CPA, CIA, CAMS, CFE, or similar certifications (preferred, not required)
Responsibilities
- Execute internal audit fieldwork with a primary focus on compliance‑related risks and controls
- Perform control testing to evaluate design and operating effectiveness across compliance programs and regulated processes
- Support audit planning, risk assessments, walkthroughs, sampling, and testing execution
- Document workpapers and testing results in accordance with internal audit methodologies and IIA standards
- Identify and clearly articulate control gaps, compliance deficiencies, and audit findings
- Assist in drafting issue narratives, supporting evidence, and audit deliverables
- Support follow‑up validation and remediation testing for previously identified issues
- Partner with Compliance, Risk Management, and Audit stakeholders throughout the audit lifecycle
Benefits
- Competitive benefits and compensation package
- Flexibility in your schedule
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
No Education Listed
Number of Employees
101-250 employees
