Regulatory Risk Analyst IV

KeyBank • Brooklyn, OH

1d • Hybrid

About The Position

Lead oversight and management of Regulatory Exam activities for the Regulatory Relations Team. Under the leadership of the Regulatory Liaison, ensure elements of the Regulatory Exam Management Program are implemented and executed across the enterprise. The role oversees regulatory exam processes, regulatory information requests, quality assurance, and regulatory distribution of information, and performs RCSA control testing for the Regulatory Relations Team. It also identifies process improvements and ensures strict deadlines are met within the department and across Key.

Requirements

• College degree.
• Proficiency with Microsoft Office, including Excel, PowerPoint, Word, Teams, and Outlook.
• At least 8 years of financial services experience.
• Demonstrated ability to prepare and deliver reporting and presentations for senior management.

Nice To Haves

• Regulatory experience.
• Risk management or audit experience.
• MBA.

Responsibilities

• Oversee and execute regulatory exams for Key, including advising leadership and lines of business on exam preparation, interfacing with external regulatory examiners, educating personnel on exam protocols, and ensuring protocols are followed.
• Manage physical and information security aspects for regulators.
• Manage information requests from governmental agencies by determining response strategy, compiling and challenging content, determining format, and ensuring timely delivery under established protocols.
• Perform quality assurance over regulatory meeting setup and materials, regulatory report distribution, and regulatory exams.
• Manage distribution of regulatory information, including risk governance materials; guide committee chairs, secretaries, and report owners on content, format, and distribution protocols.
• Perform RCSA control testing for the Regulatory Relations Team.
• Identify process improvement opportunities.
• Maintain strict deadlines and ensure compliance with deadlines within the department and across Key.

Benefits

• Eligible for incentive compensation, which may include production, commission, and/or discretionary incentives.
• Eligible for company benefits; specific benefits are not listed in the job description.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior