Regulatory Examination Manager
About The Position
Toyota Financial Services (TFS) is seeking a passionate and highly motivated Regulatory Examination Manager for its Compliance department. This role is crucial for overseeing all aspects of state and federal regulatory examinations of TFSB business operations and serving as the primary contact for regulatory matters arising from these examinations. The position also involves developing, implementing, and maintaining the Bank Security program to ensure compliance with FDIC requirements. Additionally, the manager will supervise direct reports and collaborate with the Senior Manager, Regulatory Compliance, to enhance the TFSB Compliance Management System (CMS), identifying best-in-class programs for examination and Bank Security requirements.
Requirements
- Equivalent working experience in a similar field or industry with strong understanding of regulatory requirements, including Compliance Management and Safety and Soundness requirements
- Experience communicating examination findings and statuses for both examinations and Bank Security to internal stakeholders
- Track record of communicating and interacting with state and federal regulators during bank examinations.
- Experience managing and supervising staff
- Project management; Ability to work in a fast-paced environment; and work independently.
- Experience in Microsoft Word, Excel, and PowerPoint.
Nice To Haves
- Bachelor's degree in Accounting, Finance, or other business-related field.
- Additional Certifications: CRCM, CFE, CAMS, or other related certifications.
- 8 or more years with progressive responsibility involving state and federal examinations.
- Experience with WolfPAC, Tableau, AuditBoard, and Archer.
Responsibilities
- Lead and manage a comprehensive regulatory examination program.
- Facilitate the collection of information responsive to examination requests from the appropriate business unit and validate information is accurate and responsive.
- Provide responses to regulators and facilitate communications with regulators concerning TFSB’s actions and/or progress.
- Coordinate reviews of TFSB’s operations between business and regulators.
- Track the conclusion of examinations and any follow-up required by the regulators.
- Oversee reviews performed by Sr. Analyst to document Bank Security Controls.
- Develop and implement reporting for bank security requirements.
- Lead and manage Sr. Compliance Analysts with daily responsibility for the examination and Bank Security programs.
- Represent compliance management on policy matters affecting the company’s operations.
Benefits
- Medical, dental, vision, and basic life insurance
- 401k Savings Plan featuring a company match, as well as an annual retirement contribution from Toyota regardless of whether you contribute
- Paid holidays and paid time off
- Professional growth and development programs
- Tuition reimbursement
- Team Member Vehicle Purchase Discount
- Team Member Lease Vehicle Program (if applicable)
- Comprehensive health care and wellness plans for your entire family
- Referral services related to prenatal services, adoption, childcare, schools and more
- Tax Advantaged Accounts (Health Savings Account, Health Care FSA, Dependent Care FSA)
- Relocation assistance (if applicable)
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What This Job Offers
Job Type
Full-time
Career Level
Manager
Education Level
Associate degree
