Regulatory & Compliance Attorney

Supernova Technology™Chicago, IL
4d$150,000 - $200,000

About The Position

The Regulatory & Compliance Attorney will lead Supernova’s regulatory and compliance initiatives while supporting the Chief Legal Officer on broader legal matters across the organization. This is a hands-on role focused on compliance execution, regulatory analysis, and contract/legal support within a regulated lending environment. The ideal candidate is detail-oriented, business-minded, and comfortable operating in a fast-paced, highly regulated setting.

Requirements

  • J.D. from an accredited law school.
  • Active bar membership in good standing.
  • 3–7 years of experience at a law firm and/or in-house legal department.
  • Experience in financial services, fintech, banking, or other regulated industries.
  • Excellent drafting, analytical, and issue-spotting skills.
  • Ability to work independently while collaborating closely with senior leadership.
  • Strong attention to detail and organizational skills.

Nice To Haves

  • Familiarity with state-level lending regulations preferred.
  • Experience with AML programs, compliance frameworks, or regulatory risk management strongly preferred.

Responsibilities

  • Track, interpret, and ensure compliance with state-level lending laws and other applicable regulatory requirements.
  • Oversee borrower loan documentation to ensure compliance with state regulations[JS1] .
  • Manage and enhance Supernova’s Anti-Money Laundering (AML) compliance program.
  • Lead responses to regulatory examinations, audits, and external reviews.
  • Deliver compliance training to the Loan Operations team.
  • Review product enhancements and new business initiatives for regulatory impact and risk.
  • Support the design, implementation, and maintenance of corporate compliance policies and procedures.
  • Assess and monitor the organization’s overall compliance posture across business units.
  • Chair the company’s Risk Committee.
  • Oversee internal compliance monitoring and documentation efforts.
  • Partner with business leaders to strengthen first-line-of-defense controls.
  • Support investigations related to potential regulatory or legal violations.
  • Develop and maintain employee training programs (e.g., information security, privacy, code of conduct).
  • Assist with SOC 1 and SOC 2 compliance processes.
  • Draft, review, and negotiate commercial agreements, primarily with firms that fund and distribute Supernova’s loans.
  • Support the Chief Legal Officer with legal research, issue-spotting, and risk analysis.
  • Assist with regulatory disclosures and client-related legal inquiries.

Benefits

  • Medical, Dental, and Vision Insurance: Multiple plans with coverage for employees and dependents.
  • HSA and FSA Accounts: Tax-advantaged accounts for health and dependent care expenses.
  • Life and Disability Insurance: Employer-paid basic coverage with options for additional voluntary coverage.
  • Retirement Savings: 401(k) plan with employer contributions.
  • Employee Assistance Program (EAP): Confidential support services, including free therapy sessions.
  • Paid Time Off: Flexible PTO policies.
  • Additional Perks: Commuter benefits, pet insurance, continuing education assistance, and more.
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