Manager, Wealth Management Internal Audit

RBC • Vancouver, BC

3d • Onsite

About The Position

As part of the Canada WM audit team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the internal controls, risk management practices, governance processes, and fraud prevention and detection in the Wealth Management Canada platform. The ideal candidate will support the audit leads to execute audit plans from end to end and will be able to work in a dynamically changing environment and act as a trusted advisor to the business. You will gain exposure to RBC products and services to become a subject matter expert. You will also provide insights to the Audit Group and operate in a global resource model while assigned to a home platform. The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

Requirements

• You hold a designation in good standing in one or more of the following: CPA, CIA or equivalent, as well as an undergraduate degree.
• Minimum 3-5 years of demonstrated audit experience.
• Strong problem solving and interpersonal, written and verbal communication skills.

Nice To Haves

• Financial Institution experience.
• Knowledge of Wealth Management business and functions.
• Knowledge of Canadian, US and International regulatory standards, auditing standards and business processes in the financial securities environment.
• Understanding of advanced analytics and data visualization tools and reporting.

Responsibilities

• Be part of a team of professional auditors and collaborate with other auditors or audit groups to effectively plan and execute audits in accordance with RBC internal audit methodology and standards.
• Assess effectiveness of internal controls, risk management practices and governance processes in order to draw conclusions to complete the audit programs.
• Execute data analytics and create simple visualization.
• Effectively manage relationships and build credibility with audit clients and key stakeholders, including the provision of timely updates through effective and clear communication.
• Support the senior managers and director in their continuous risk monitoring and discussions with key stakeholders.
• Respond to stakeholder’s needs quickly and efficiently.
• Take initiatives to lead small audit projects and issue validation.
• Keep abreast of organizational, regulatory, product, strategic and financial changes and / or trends impacting Wealth Management business platform.

Benefits

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
• Leaders who support your development through coaching and managing opportunities.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• Opportunities to challenge yourself.

What This Job Offers

• Job Type: Full-time
• Career Level: Manager