Manager, Treasury Regulatory Reporting
About The Position
The Manager, Treasury Regulatory Reporting & Automation is part of Schwab’s Treasury organization and supports Capital Stress Testing (CST) and regulatory reporting requirements. The role contributes to preparing and submitting Comprehensive Capital Analysis and Review (CCAR) regulatory filings, including FR Y-14A reporting, while advancing data and automation capabilities. The manager designs, enhances, and oversees end-to-end regulatory reporting processes, data governance frameworks, and automation solutions to support accurate, timely, and scalable submissions. The role partners with Treasury, Technology, Data Management, and Risk teams to improve data quality, strengthen controls, and deliver analytics that support business and regulatory objectives.
Requirements
- At least 5 years of experience in data management, regulatory reporting, financial analytics, or related disciplines.
- Strong understanding of data architecture, data engineering concepts, cloud-based platforms, and enterprise data ecosystems.
- Demonstrated experience with large-scale databases, data transformation, automation, and analytics tools, including SQL and Python.
- Knowledge of data governance practices, including data lineage, controls, documentation, and quality management.
- Advanced proficiency in Microsoft Excel and PowerPoint.
- Strong understanding of financial reporting, accounting concepts, and regulatory reporting frameworks.
- Experience supporting CCAR regulatory reporting, including FR Y-14A, FR Y-14M, and/or FR Y-14Q reporting.
- Bachelor’s degree in Finance, Accounting, Economics, Statistics, Data Science, Information Management, or a related field.
Nice To Haves
- Excellent written, verbal, and presentation communication skills, including the ability to translate complex concepts for varied audiences.
- Strong analytical, critical-thinking, and problem-solving capabilities.
- Exceptional attention to detail and ability to manage multiple priorities in a deadline-driven environment.
- Ability to collaborate effectively across functions and influence stakeholders at all levels.
- Self-motivated, proactive, and adaptable in a fast-paced and evolving environment.
- Master’s degree in a related field.
- Experience within banking, financial services, treasury, capital planning, or regulatory reporting environments.
Responsibilities
- Lead the preparation, validation, and submission of CCAR and FR Y-14A regulatory filings, including supporting documentation and reporting deliverables.
- Define data requirements, mappings, and financial metric calculations for capital stress testing and regulatory reporting.
- Establish and maintain data standards, metadata, lineage, and governance processes aligned with enterprise policies and regulatory requirements.
- Develop and enhance automated data pipelines, quality controls, reconciliations, and reporting processes to improve efficiency, accuracy, and scalability.
- Analyze data and investigate quality issues, assess impacts, and drive timely resolution of reporting discrepancies.
- Validate reporting calculations and ensure the integrity, completeness, and accuracy of regulatory reporting data.
- Partner with Technology teams on data sourcing, integration, transformation, and automation initiatives involving large and complex datasets.
- Support analytical reporting and insights, including trend analysis, scenario comparisons, and key drivers of regulatory reporting outcomes.
- Create and maintain process documentation, controls, operating procedures, and governance artifacts.
- Apply project management and stakeholder management skills to deliver results within regulatory reporting deadlines.
- Identify opportunities to automate manual processes and continuously improve operational effectiveness.
- Perform other duties and special projects as assigned.
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What This Job Offers
Job Type
Full-time
Career Level
Manager
