As a Compliance Manager, you are joining the Corporate Compliance Market Conduct Exam team. In this role, you will play a lead role in managing market conduct exams and regulatory inquiries, interacting with state regulators, driving successful implementation of corrective action plans, and providing subject matter expertise on state regulatory environment to business areas, other compliance teams and legal areas. This role allows you to provide support and guidance to ensure that all functions, operations, and activities are conducted in accordance with Company standards for conduct and integrity, and all applicable laws and regulations. This role requires advanced project management skills and high levels of collaborating and partnering with regulators, business partners, impacted stakeholders and various levels of management.
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Job Type
Full-time
Career Level
Manager