Legal, Risk & Compliance - Lender Due Diligence - Manager

Protiviti • Chicago, IL

1d • Hybrid

About The Position

The Protiviti Career provides opportunity to learn, inspire, and advance within a collaborative and inclusive culture. We hire curious individuals for whom learning is a passion. We lean into our mission: We Care. We Collaborate. We Deliver. At every level, we champion leaders who live our values of integrity, inclusion, innovation, and commitment to success. Imagining our work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success empowers us to deliver on our vision to be the most trusted global consulting firm.

Where We Need You
Protiviti is looking for a Risk & Compliance Manager to join our growing Lender Due Diligence team. Protiviti’s Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive, regulatory compliant, well controlled, and enabled by leading technologies.

What You Can Expect
As a Manager, you’ll partner with our clients to identify and manage risk. You'll develop strategies to solve complex business problems using new ways of thinking, and devise solutions to support your clients' needs through using the latest tools and methods. You’ll develop lasting relationships with client personnel and further these relationships through quality product delivery. You’ll foster a network within the business community and serve as an ambassador of Protiviti in the market. You will also be a mentor and provide performance development to teams as you oversee the successful completion of project work plans. By focusing on clients and engagements in the financial services industry, you’ll partner with highly regulated clients and deepen your expertise in financial services regulations.

Requirements

• Strong auditing experience in the areas of credit risk and the related processes, controls, and reporting for different asset classes.
• General financial accounting background and experience.
• Knowledge of receivables (loans, trade, etc.) accounting and transaction processing.
• Ability to work successfully in a fast-paced, client service focused, consultative work environment and contribute to the engagement team’s success.
• Bachelor’s degree in a relevant discipline.
• 5 + years working in internal audit, consulting, assurance services, or related field, either in professional services or industry.
• Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint.
• Secondary emphasis on Visio and Access.

Nice To Haves

• Prior lender due diligence experience, especially for securitization conduit and/or warehouse facilities, is a plus.
• Prior securitization/structured finance experience in any of the various asset classes (ABS, RMBS, CMBS, CLO) with ABS or CLO experience being the most preferred.
• Professional Certification such as CPA, CIA, FRM, or similar strongly preferred.

Responsibilities

• Partner with our clients to identify and manage risk.
• Develop strategies to solve complex business problems using new ways of thinking, and devise solutions to support your clients' needs through using the latest tools and methods.
• Develop lasting relationships with client personnel and further these relationships through quality product delivery.
• Foster a network within the business community and serve as an ambassador of Protiviti in the market.
• Mentor and provide performance development to teams as you oversee the successful completion of project work plans.
• Partner with highly regulated clients and deepen your expertise in financial services regulations.
• Help our clients to address key credit risks and concerns by performing reviews of the “target” company (our client’s customer) and the assets that are part of a lending transaction (collectively, the “deal”).
• Perform an agreed-upon set of procedures which may include the evaluation of collateral, the target company’s processes, reporting capabilities and quality of data associated with those assets.
• Evaluate, summarize, organize, and interpret data.
• Establish and cultivate business relationships and a professional network, including with senior executives.
• Successfully pursue business development opportunities and identify and implement strategies to obtain new work or clientele.
• Translate and communicate Lender Due Diligence issues to client personnel, including executives.
• Conduct performance appraisals, mentoring and coaching, oversight and review of work, coordination across teams, and understanding how to motivate.

Benefits

• medical
• dental
• vision coverages
• FSA and HSA healthcare accounts
• life and accident insurance
• adoption and fertility assistance
• paid parental leave up to 10 weeks
• short/long term disability
• company 401(k) savings and investment plan with an employer match of 50% on the first 6% of your contributions
• Choice Time Off (CTO) for vacation, personal needs, and sick time
• 11 paid holidays each calendar year

What This Job Offers

• Job Type: Full-time
• Career Level: Manager