Legal Counsel, Alternatives & Asset Management

Rockefeller Capital Management•New York, NY

About The Position

Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 33 markets throughout the United States, as well as an office in London. The Firm oversees $212 billion in client assets as of April 30, 2026. Rockefeller Capital Management is seeking a highly capable legal professional to provide strategic and day-to-day guidance across its alternative investment and asset management platforms. This role demands deep expertise, strong judgment, and the ability to partner closely with legal colleagues and business stakeholders in a fast-growing, dynamic environment.

Requirements

J.D. and admission to practice law in at least one U.S. jurisdiction.
3-6 years of relevant legal experience.
Experience advising asset managers and working with alternative investment products.
Familiarity with U.S. investment management regulatory frameworks and market practices.
Comfort working as part of a team while also owning and driving complex legal matters independently.
Strong counseling skills, with the ability to translate legal analysis into clear, actionable guidance for business partners.
Collaborative, pragmatic, and solutions-oriented approach.

Responsibilities

Serve as legal advisor across the firm’s alternative investment activities, including private equity, hedge fund, and other alternative strategies.
Provide legal support for private funds, registered funds, and UCITS vehicles, including structuring, documentation, and lifecycle support.
Provide advice on direct investments and co-investments, including transaction structuring, diligence, and execution.
Support the placement and distribution of third-party alternative investment products.
Provide legal coverage for asset management activities, including investment management agreements and client onboarding.
Partner with business leaders on new product design and development, from concept through launch.
Deliver regulatory advice and analysis across a wide range of investment adviser and fund-related issues, including preparation and maintenance of Form ADV and Form PF disclosures.
Manage and coordinate external counsel, ensuring efficiency, responsiveness, and alignment with business objectives.
Deliver practical, solution-oriented counseling that balances legal risk with commercial objectives.