Investment Management Attorney
About The Position
Morgan Stanley Investment Management (MSIM) is a global leader in investment management, with a diverse client base and a comprehensive suite of investment solutions. The MSIM legal team provides critical legal, regulatory, and strategic advice to support MSIM's business objectives while managing risks. This role involves providing legal coverage to the Solutions and Multi-Assets businesses, including separate accounts, private funds, 1940 Act registered funds, and ETFs. The position offers opportunities to collaborate with various legal teams and Morgan Stanley divisions, requiring adaptability and a willingness to develop expertise in new areas. The role also involves advising on trading agreements and related regulatory obligations.
Requirements
- A J.D. from a nationally recognized law school with bar admission.
- At least 4 years of professional working experience at a reputable law firm or asset manager.
- Deep understanding of the external regulatory environments and trends relevant to asset management, including matters arising under the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, the Commodity Exchange Act, Regulation D, ERISA, AIFMD, FINRA and NFA rules.
- Experience with swaps, futures, options and/or OTC derivative transactions, and associated legal agreements and regulatory obligations.
- Demonstrated experience drafting and reviewing a range of complex agreements, including investment management agreements, private and/or public fund documents, and trading agreements.
- Experience engaging and overseeing external counsel as necessary.
- Thrive on working in a fast-paced, global business that demands creativity, excellence, and adaptability.
- Attention to detail, strong time management and organizational skills, and a logical/analytical approach.
- Ability to think critically, spot issues, and exercise good judgment.
- Enjoy working in a team environment but are also able to work independently.
Responsibilities
- Providing day-to-day advice and counsel to portfolio management, product development/management, and sales teams.
- Reviewing and preparing offering materials and other fund documentation.
- Supporting sales teams in connection with third-party distribution.
- Assisting business units in the development of new products.
- Advising on marketing materials.
- Reviewing and negotiating a wide range of contracts, including investment management agreements, distribution-related agreements, services agreements, and trading agreements.
- Advising the business on regulatory developments and changes in legal requirements; assisting with responses to regulatory inquiries.
- Collaborating with other attorneys within Morgan Stanley's Legal and Compliance Division on a wide range of legal matters related to the investment management industry.
Benefits
- Comprehensive employee benefits and perks in the industry.
- Ample opportunity to move about the business for those who show passion and grit in their work.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
Ph.D. or professional degree
