Financial Institution Regulatory Compliance Senior Consultant

Baker Tilly•Denver, CO

2d•Hybrid

About The Position

Baker Tilly is seeking a Financial Institution Regulatory Compliance Senior Consultant to join their dynamic Risk Advisory practice. This role involves providing exceptional client service in risk and advisory, focusing on regulatory compliance, enterprise risk management, governance, internal controls, and data analytics. The firm offers upward career trajectory, flexibility, and meaningful relationships with clients and colleagues. The ideal candidate will be a comprehensive risk professional who thrives in a fast-growing, entrepreneurial environment and enjoys collaborative teamwork.

Requirements

Bachelor’s degree in accounting, finance, or a related program
2-4+ years experience with regulatory compliance
Experience working with FDIC, OCC, CFPB, NCUA, and state regulations
Experience as a client serving professional for a consulting firm desired or financial institution experience.
Excellent analytical, technical, and problem-solving skills, with strong attention to detail
Exceptional verbal and written communication, collaboration, and time management skills
Strong sense of urgency and client responsiveness
Ability to travel up to 10%

Nice To Haves

CPA or CRCM designation(s) strongly preferred. Also open to candidates willing to obtain CRCM Certification in the future

Responsibilities

Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems.
Directly assist clients in notably being compliant with new or updated financial institution regulations.
Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance.
Continually stay up-to-date on all existing compliance regulations.
Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs.
Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics.
Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements.
Assist with managing client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are met.
Utilize entrepreneurial skills to network and build strong relationships internally and externally with clients and the community.
Invest in professional development individually and through participation in firm wide learning and development programs.
Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals.
Enjoy friendships, social activities and team outings that encourage a work-life balance.