Financial Crime Risk Management Specialist - Regulatory Management (4919)
About The Position
The TD Bank Group Financial Crimes Risk Management (FCRM) Department is responsible for Anti-Money Laundering and Anti-Terrorist Financing (AML/ATF) regulatory compliance and prudential risk management across the TD footprint. We act as proactive and trusted advisors to TD Business Lines, while supporting a consistent, adaptable, and effective culture across the organization, ensuring money laundering and terrorist financing risks are appropriately identified and mitigated. We direct the design, content, and enterprise-wide implementation of TD’s AML Program, which also includes ensuring that everyone both understands and complies with economic sanctions and anti-bribery/anti-corruption regulations. Our commitment to being The Better Bank means that we are continually evolving to meet the requirements of an ever-changing regulatory environment, while continuing to provide legendary customer experiences.
Requirements
- University degree or equivalent experience.
- 7+ years of relevant experience in financial crime risk management, AML/ATF compliance, regulatory remediation, audit, or related fields.
- Strong working knowledge of the Canadian AML/ATF regulatory environment, including FINTRAC expectations.
- Excellent written and verbal communication skills
- Strong attention to detail and ability to review and challenge documentation for clarity, accuracy, and completeness.
- Demonstrated ability to engage effectively with stakeholders across multiple levels of the organization, including senior leadership.
- Strong critical thinking, judgement, and organizational skills, with the ability to manage competing priorities.
Nice To Haves
- Experience supporting regulatory remediation, issue remediation, audit interactions, or regulatory submissions considered an asset.
- Experience with governance, risk, or issue-tracking systems (e.g., Archer, ServiceNow, or similar tools) considered an asset.
Responsibilities
- Support regulator remediation initiatives by contributing to the preparation, review, and coordination of regulatory disclosures, submissions, and responses to requests for additional information.
- Partner with Issue Owners and remediation workstreams to support gating activities, milestones, and documentation required for regulatory submissions and internal governance forums.
- Ensure remediation-related documentation prepared for regulators is clear, complete, and free of material gaps, applying a strong regulatory and risk-based lens.
- Support senior leadership by preparing summaries, briefing materials, and consolidated views of changes across regulatory submissions and remediation deliverables.
- Participate in and, as required, lead remediation-related meetings, supporting clear action tracking, follow-ups, and stakeholder alignment.
- Support alignment across regulatory remediation, audit findings, and BAU activities by identifying overlaps, dependencies, and potential risks.
- Contribute to policy, standards, and governance initiatives by providing feedback on new or updated AML/ATF documents and completing gap assessments as required.
- Foster a strong culture of risk management, regulatory compliance, and professionalism through effective collaboration and proactive support of stakeholders.
- Effectively manage multiple ad-hoc initiatives and deliverables within tight timelines in a fast-paced remediation environment.
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off
- banking benefits and discounts
- career development
- reward and recognition programs
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
Associate degree
