Financial Advisor

Dividend Assets Capital•Ridgeland, SC

About The Position

An experienced Financial Advisor is sought to join the wealth management team and serve high-net-worth individuals, families, trusts, and foundations. This relationship-driven role combines investment management, financial planning, and client advice, with the opportunity to build lasting client relationships and contribute to the firm's continued growth. The advisor will work alongside investment and wealth management professionals, supported by the resources and infrastructure of an established, employee-owned firm, and will have an opportunity to help shape its future. The firm has served clients for 20 years. Its approach is grounded in disciplined investing, long-term thinking, and a commitment to dividend growth investing. The firm values consistency, sound judgment, transparency, and trust, alongside investment expertise. Its stated culture is: “Know Your Stuff. Be Devoted to Excellence. Serve With Integrity and Humility. Be Real and Transparent.” Newly licensed CFP® professionals with strong investment knowledge, initiative, and a demonstrated commitment to the profession are also encouraged to apply.

Requirements

Bachelor's degree from an accredited four-year institution; Finance, Economics, Business, or a related field is preferred.
Series 65 and CFP® certification required.
5–7 years of experience in investment management, financial planning, wealth management, or a related advisory role.
Strong knowledge of portfolio management, investment products, financial planning, and fiduciary responsibilities.
Demonstrated ability to develop and maintain long-term client relationships.
Strong communication skills and ability to explain complex financial and investment concepts clearly and thoughtfully.
Analytical mindset, sound judgment, and genuine intellectual curiosity.
Initiative and business acumen to identify opportunities to deepen existing relationships and develop new ones.

Nice To Haves

Experience serving high-net-worth individuals, families, trusts, foundations, or institutional clients.
Finance, Economics, Business, or a related field of study.
Newly licensed CFP® professionals with strong investment knowledge, initiative, and a demonstrated commitment to the profession are encouraged to apply.

Responsibilities

Build and manage trusted relationships with high-net-worth individuals, families, trusts, and foundations.
Serve as a primary point of contact for clients, providing proactive communication, financial guidance, and ongoing advice.
Develop comprehensive financial plans reflecting clients’ goals, circumstances, risk tolerance, and long-term objectives.
Manage and monitor investment portfolios and make recommendations informed by fundamental, technical, and macroeconomic analysis.
Coordinate with investment, operations, and client service teams to ensure recommendations are implemented accurately and efficiently.
Lead client meetings and portfolio reviews, clearly communicating investment strategies and financial recommendations.
Stay informed about financial markets, economic developments, investment products, and regulatory changes, and incorporate relevant developments into client advice.
Develop relationships with prospective clients and professional referral sources and contribute to firm growth through referrals, networking, community involvement, and other business development activities.
Participate in educational seminars, industry events, and professional organizations to strengthen client relationships and expand the firm's presence.
Maintain accurate client records and documentation and meet regulatory, compliance, and fiduciary obligations.
Share experience with developing advisors and contribute to a collaborative culture of professional growth.