Financial Advisor
My Investment Path•Coral Gables, FL
•Remote
About The Position
My Investment Path provides Registered Investment Advisory Services in the State of Florida. With a mission to empower clients to achieve financial well-being, the organization offers personalized, strategic financial solutions. And corporate retirement plans and strategies for business owners. Based in Miami, FL, My Investment Path is committed to upholding the highest standards of integrity and professionalism to help individuals and families create secure financial futures.
Requirements
- Deep understanding of SEC and FINRA rules (especially Rule 206(4)-1, Rule 307, Rule 206(4)-4, Rule 434, etc.), including advertising rules, communication rules, and suitability requirements.
- Excellent communication and interpersonal skills, with a strong client service orientation.
- Proven ability to build long-term client relationships and provide exceptional service.
- Problem-solving skills to address client financial challenges.
- Detail-oriented and organized, with strong accuracy in financial planning, trading, and compliance.
- Series 65 & 66 licenses are required.
- SIE (Securities Industry Essentials) license is required.
- Must be a Florida resident.
Responsibilities
- Provide clients with expert financial guidance.
- Develop customized financial and investment strategies.
- Track the implementation of financial strategies.
- Offer retirement and investment advice.
- Understand client financial goals.
- Ensure the alignment of proposed financial plans with client goals.
- Build strong relationships with clients.
- Stay updated on financial trends and regulations.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
