Financial Advisor

GoldBook Financial • Scottsdale, AZ

3d

About The Position

GoldBook Financial is a wealth management firm providing financial strategies and holistic planning for individuals and business owners. The Financial Advisor delivers comprehensive financial guidance and customized investment solutions, manages a diverse portfolio, and uses firm resources to support growth and client retention. This is described as a mid-level position.

Requirements

• Bachelor’s degree in Finance, Economics, Business Administration, or a related field.
• 3–5 years of successful experience in financial advisory or wealth management services.
• Active FINRA Series 7 and Series 66 licenses, or Series 63 and Series 65 licenses.
• Proven track record of meeting production goals and maintaining long-term client relationships.
• Exceptional communication and presentation skills, including the ability to explain complex concepts simply.

Nice To Haves

• Certified Financial Planner (CFP®) or Chartered Financial Analyst (CFA) designation.
• Active Life, Accident, and Health Insurance licenses.
• Proficiency with financial planning software such as eMoney, MoneyGuidePro, or Morningstar.
• An existing transferable book of business or a strong local professional network.
• An advanced degree, such as an MBA or a Master’s in Finance.

Responsibilities

• Develop and implement comprehensive financial plans tailored to clients' life goals, risk tolerance, and time horizons.
• Conduct regular portfolio reviews and proactive client consultations, adjusting strategies for changing market conditions or life events.
• Prospect and network to identify high-net-worth individuals and corporate clients and expand the firm's book of business.
• Collaborate with internal tax, estate, and insurance planning specialists to provide holistic wealth management.
• Maintain compliance with industry regulations and firm policies.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level