Field Audit Analyst (3-6 months contract)

PrimericaMississauga, ON
CA$20 - CA$28Onsite

About The Position

We are looking for a Field Audit Analyst to join our Field Audit Department. The hourly rate is between $20 - $28.

Requirements

  • Minimum one-year experience in the financial services industry
  • Must have or be willing to complete the CIFC or CSC, Branch Manager and Ethics & Professional Conduct courses within one year of hire
  • Excellent verbal and written communication skills including strong attention to detail
  • Excellent organizational and time management skills with the ability to multi-task, continuously prioritize workflow and meet deadlines in a high volume, fast-paced environment
  • Strong cooperative skills and professional attitude to thrive in a team environment
  • A high-energy self-starter that shows initiative
  • Must have superior skills in MS Access, Excel, Word, Visual Basic and Macros usage

Nice To Haves

  • Post- secondary education preferred
  • Compliance or auditing experience or Financial industry knowledge considered an asset
  • Bilingualism (English/French) considered an asset

Responsibilities

  • Review of surveillance reports to identify potential compliance issues and assess risks involved
  • Research issues from surveillance reports to assess the need for further investigation
  • Assisting the Sales Force in decreasing their exposure to compliance risks
  • Respond to Sales Force inquiries
  • Prepare and organize documentation for regulatory, internal audits and compliance reports
  • Administer plans, programs and procedural documents in support of the Audit Program, including maintaining and adjusting macros using Visual Basic
  • Utilize database management systems for maintaining risk ranking and findings of branch locations
  • Data entry for pre-audit preparation
  • Format audit reports and memos
  • Assist in remediation of audit issues through direct communication with the Sales Force
  • Analyze Field Auditor expense reports to adherence with company policy
  • Willingness to travel locally and occasionally work outside of standard business hours
  • Miscellaneous duties as may be required
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