Fiduciary Investment Compliance Specialist

Huntington National Bank • Jackson, MS

6d • Onsite

About The Position

The Fiduciary Investment Compliance Specialist reviews and approves investment reviews submitted by Trust Portfolio Managers, as required under Regulation 9. The role ensures approvals follow internal policies and procedures and comply with 12 C.F.R. 9. It monitors compliance and documentation for investment-related policy exceptions, ensures issues are addressed appropriately, provides management-level reporting, and escalates reviews as necessary. The specialist also performs other duties as assigned.

The position is office-based. Certain positions outside the branch network may be eligible for a flexible arrangement combining in-office and work-from-home time; specific arrangements are provided by the hiring team. Applicants must already be authorized to work full-time in the United States; Huntington will not sponsor immigration benefits for this position.

Requirements

• At least 3 years of experience with a bank, wealth management firm, or similar financial institution.
• Bachelor’s degree.
• Applicants must be currently authorized to work in the United States on a full-time basis.

Nice To Haves

• Demonstrable knowledge of investments.
• Strong understanding of fiduciary duty.
• Understanding of bank risk and compliance management.
• Highly organized, with the ability to prioritize competing responsibilities.
• Strong sense of accountability.

Responsibilities

• Approve all Investment Reviews in accordance with internal policies and procedures and 12 C.F.R. 9.
• Monitor compliance and documentation of investment-related policy exceptions and ensure issues are addressed appropriately.
• Provide management-level reporting of investment reviews.
• Escalate investment reviews as necessary.
• Perform other duties as assigned.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level