Fiduciary Investment Compliance Specialist

Huntington National Bank • Jackson, MS

8d • Onsite

About The Position

The Fiduciary Investment Compliance Specialist reviews and approves investment reviews submitted by Trust Portfolio Managers as required under Regulation 9. The role ensures that investment reviews comply with internal policies and procedures and 12 C.F.R. 9, monitors investment-related policy exceptions and their documentation, and provides management-level reporting. The specialist escalates reviews as necessary and performs other duties as assigned.

Requirements

• At least 3 years of experience with a bank, wealth management firm, or similar financial institution.
• Bachelor’s degree.

Nice To Haves

• Demonstrable knowledge of investments.
• Strong understanding of fiduciary duty.
• Understanding of bank risk and compliance management.
• Highly organized, with the ability to prioritize competing responsibilities.
• Strong sense of accountability.

Responsibilities

• Approve investment reviews in accordance with internal policies and procedures and 12 C.F.R. 9.
• Monitor compliance with and documentation of investment-related policy exceptions, ensuring issues are addressed appropriately.
• Provide management-level reporting on investment reviews and escalate reviews as necessary.
• Perform other duties as assigned.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level