Director, Global Regulatory Reporting, Core Compliance

Invesco Ltd. • Houston, TX

1d • Hybrid

About The Position

The Director, Global Regulatory Reporting is a strategic leadership role within Invesco's Global Core Compliance organization. The role is accountable for overseeing, delivering, and continuously improving the firm’s global regulatory reporting program. It leads multiple related teams, including people managers, and sets priorities, allocates resources, and develops plans and policies to drive performance and results. The Director resolves complex regulatory, data, and operational issues and translates evolving requirements into scalable operating models and technology-enabled solutions. The role influences senior executives, vendors, and regulators in support of the global Compliance program and the firm’s strategic priorities.

Global Regulatory Reporting operates Invesco's global reporting framework. Its work includes monitoring, preparing, reviewing, filing, and escalating regulatory reports across regions and regimes. A key focus is the global shareholder disclosure program, covering substantial shareholder, beneficial ownership, short-position, and takeover obligations, alongside Form PF and NFA filings. The team works with Legal, Compliance, Technology, Operations, Data, Risk, Audit, and external vendors to strengthen controls and provide accurate, timely, technology-enabled reporting.

The Director leads and develops a global team, owns the shareholder disclosure program, oversees Form PF and NFA filings, guides regulatory interpretation and implementation, and leads regulatory engagement on incidents, examinations, and remediation. The role maintains a risk-based control framework and partners with internal technology and data teams and external vendors on reporting requirements and systems. It also drives regulatory-change, remediation, automation, and responsibly governed AI-enabled initiatives, while representing the function in governance forums and firm-wide strategic initiatives.

This is a full-time employee position. Under Invesco’s workplace policy, employees are expected to spend at least four full days each week working in an Invesco office, as of October 1, 2025.

Requirements

• 10+ years of experience in investment management, financial services, regulatory reporting, Compliance, Legal, Operations, or a related control function, including substantial experience leading global or remote teams and people managers.
• Deep working knowledge of global shareholder disclosure regimes, including substantial shareholder, beneficial ownership, short-position, takeover, aggregation, attribution, and threshold-monitoring requirements across major jurisdictions.
• Proven experience overseeing recurring filings, complex reviews, control design, issue escalation, regulator or audit responses, and remediation in a deadline-driven environment.
• Strong understanding of asset-management processes, funds and accounts, position and transaction data, and regulatory reporting systems, data flows, and lineage.
• Experience partnering with technology teams and external vendors, translating regulatory needs into clear business, data, control, and testing requirements, and implementing automation while maintaining appropriate human oversight.
• Demonstrated ability to influence senior executives, vendors, and regulators in a matrix organization without relying solely on direct authority.
• Excellent analytical, problem-solving, judgment, written communication, and executive presentation skills, with the ability to resolve complex, multi-dimensional issues.
• Bachelor's degree or equivalent experience required.

Nice To Haves

• Advanced degree or relevant certification.
• Experience with Form PF and NFA filings, including CPO-PQR and CTA-PR.
• Experience with shareholder disclosure monitoring systems.

Responsibilities

• Lead and develop a global team of people managers and individual contributors, setting direction, priorities, resourcing, backup coverage, and succession plans, and holding teams accountable for quality and timeliness.
• Own the global shareholder disclosure program, including substantial shareholder, beneficial ownership, short-position, and takeover filings, ensuring filings are complete, accurate, timely, and well evidenced.
• Oversee the preparation, review, and submission of Form PF and NFA filings, including CPO-PQR and CTA-PR.
• Provide senior guidance on regulatory interpretation and implement new requirements with Legal and regional Compliance.
• Lead regulatory engagement related to incidents, examinations, and remediation.
• Maintain a risk-based control framework covering quality assurance, testing, and issue management; promptly escalate material exposures, control failures, and recurring issues.
• Partner with Data Management, Technology, and external vendors to define requirements, resolve data issues, and oversee regulatory monitoring systems.
• Drive regulatory-change, remediation, automation, and responsibly governed AI-enabled initiatives with disciplined project governance.
• Influence senior stakeholders, represent Global Regulatory Reporting in governance forums and firm-wide strategic initiatives, and foster an inclusive, accountable, high-performing culture.

Benefits

• Flexible paid time off
• Hybrid work schedule
• 401(k) matching of 100% up to the first 6%, with a discretionary supplemental contribution
• Health and wellbeing benefits
• Parental leave benefits
• Employee stock purchase plan

What This Job Offers

• Job Type: Full-time
• Career Level: Director