Corporate and Securities Attorney

Becker & Poliakoff, P.A.•New York, NY

1d•$175,000 - $225,000

About The Position

The Corporate and Securities Attorney will represent public companies in SEC reporting, securities law compliance, corporate governance, capital markets, and general corporate transactions. The role includes advising clients on SEC filings and disclosure obligations, securities offerings, exchange listing requirements, and transactions such as mergers and acquisitions and private financings. The New York practice handles registered offerings, private placements, PIPEs, Rule 144A and Regulation D transactions, and public-company SEC compliance.

Requirements

Meaningful experience representing public companies in SEC reporting, securities law compliance, and corporate governance matters.
Experience with capital markets and general corporate transactions.
Hands-on experience with Securities Act of 1933 and Securities Exchange Act of 1934 matters.
Strong drafting and analytical skills, attention to detail, and sound judgment.
Admission to the New York Bar is required.

Nice To Haves

Experience with Forms S-1, S-3, S-4, and S-8.
Experience with Rule 144, Regulation D, PIPE transactions, or other public and private securities offerings.

Responsibilities

Prepare and review Forms 10-K, 10-Q, and 8-K and other SEC filings.
Work on proxy statements, annual meeting materials, and public-company disclosure matters.
Handle Section 16 and other beneficial ownership reporting requirements.
Work on SEC registration statements and securities offerings.
Advise public companies on NYSE and/or Nasdaq corporate governance and listing requirements.
Advise public companies on ongoing disclosure and securities compliance matters.
Handle general corporate transactions, including mergers and acquisitions and private financings.
Work with clients directly in a collaborative environment.

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