Corporate and Securities Attorney

Becker•New York, NY
•$175 - $225

About The Position

The Corporate and Securities Attorney will represent public companies in SEC reporting, securities law compliance, and corporate governance matters, as well as handle capital markets and general corporate transactions. The role aligns with the New York practice’s capital-markets work, including registered offerings, private placements, PIPEs, Rule 144A/Regulation D transactions, and public-company SEC compliance. Candidates must be admitted to the New York Bar and should have strong drafting and analytical skills, attention to detail, sound judgment, and the ability to work directly with clients in a collaborative environment.

Requirements

  • Meaningful experience representing public companies in SEC reporting, securities law compliance, and corporate governance matters.
  • Experience with capital markets and general corporate transactions.
  • Hands-on experience with Securities Act of 1933 and Securities Exchange Act of 1934 matters.
  • Hands-on experience preparing and reviewing Forms 10-K, 10-Q, and 8-K and other SEC filings.
  • Hands-on experience with proxy statements, annual meeting materials, and public-company disclosure matters.
  • Hands-on experience with Section 16 reporting and other beneficial ownership reporting requirements.
  • Hands-on experience with SEC registration statements and securities offerings.
  • Hands-on experience with NYSE and/or Nasdaq corporate governance and listing requirements.
  • Strong drafting and analytical skills, attention to detail, and sound judgment.
  • Ability to work directly with clients in a collaborative environment.
  • Admission to the New York Bar.

Nice To Haves

  • Experience with Forms S-1, S-3, S-4, and S-8.
  • Experience with Rule 144, Regulation D, PIPE transactions, or other public and private securities offerings.

Responsibilities

  • Represent public companies in SEC reporting, securities law compliance, and corporate governance matters.
  • Prepare and review Forms 10-K, 10-Q, and 8-K and other SEC filings.
  • Handle proxy statements, annual meeting materials, and public-company disclosure matters.
  • Advise on Section 16 reporting and other beneficial ownership reporting requirements.
  • Work on SEC registration statements and securities offerings.
  • Advise public companies on NYSE and/or Nasdaq corporate governance and listing requirements.
  • Advise public companies on ongoing disclosure and securities compliance matters.
  • Handle general corporate transactions, including M&A and private financings.
  • Support capital-markets transactions, including registered offerings, private placements, PIPEs, and Rule 144A/Regulation D transactions.
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