About The Position

Execute key risk and control processes to ensure compliance with non-financial regulatory reporting obligations. Develop extensive subject matter expertise in major US regulations (e.g. LOPR, 13G, 13F etc). Consult on business and functional projects to facilitate compliant commercial activity. Own client relationships with a focus on excellent client regulatory service. Develop strong relationships with stakeholders in the business, Engineering, Compliance and Legal to support reporting functions. Delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality. Leverage data analytical and automation tools to detect anomalies in reporting data and improve reporting processes. Design and lead the implementation of solutions to deliver best-in-class system and control frameworks quality.

Requirements

  • Bachelor’s degree with 1 year of experience in financial services
  • Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail
  • Must have strong communication skills to clearly articulate issues and ideas, provide timely escalation
  • Good interpersonal skills to build strong relationship with key stakeholders within and outside of Operations
  • Self-motivated team player who has strong organizational skills and ability to manage competing priorities within deadlines
  • Interest in financial markets regulatory landscape and associated processes
  • Basic understanding of financial, operational, reputational risk

Nice To Haves

  • Basic knowledge of financial products, e.g. equities, fixed income, exchange traded derivatives, OTC derivatives is an advantage
  • Basic knowledge of project management and business analysis is an advantage
  • Interest in data analysis, process automation, big data or non-technical process efficiencies is an advantage
  • Portoguese language proficiency is a preferred skill

Responsibilities

  • Execute key risk and control processes to ensure compliance with non-financial regulatory reporting obligations
  • Develop extensive subject matter expertise in major US regulations (e.g. LOPR, 13G, 13F etc)
  • Consult on business and functional projects to facilitate compliant commercial activity
  • Own client relationships with a focus on excellent client regulatory service
  • Develop strong relationships with stakeholders in the business, Engineering, Compliance and Legal to support reporting functions
  • Delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality
  • Leverage data analytical and automation tools to detect anomalies in reporting data and improve reporting processes
  • Design and lead the implementation of solutions to deliver best-in-class system and control frameworks quality
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