Compliance Officer

BANK OF FRANKEWING LLC • Frankewing, TN

7d • Onsite

About The Position

The Compliance Officer ensures that Bank of Frankewing adheres to relevant laws, regulations, and internal policies. The role monitors compliance programs, identifies and assesses risks, performs audits, and works with internal departments to meet regulatory and industry requirements, minimize legal risks, and foster a culture of compliance.

The position includes monitoring regulatory changes, developing and enforcing policies, assessing and mitigating risks, training employees, preparing reports for senior management, investigating potential violations, liaising with regulatory authorities, improving the compliance framework, and supporting internal and external audits.

Requirements

• Bachelor’s degree in Business, Finance, Accounting, Law, or a related field is preferred.
• At least 3–5 years of experience in compliance, risk management, or a related field; banking, healthcare, or finance experience is preferred.
• In-depth knowledge of compliance regulations, risk management frameworks, and industry-specific laws.
• Strong attention to detail and accuracy.
• Strong analytical and problem-solving skills for identifying compliance issues and developing practical solutions.
• Ability to communicate complex regulatory concepts clearly to employees at all levels.
• Strong ethical judgment and the ability to make decisions aligned with legal, regulatory, and company policies.
• Ability to collaborate across teams and integrate compliance into everyday operations.
• Proficiency in Microsoft Office Suite, including Word, Excel, and Outlook.
• Comfort with digital technologies, including document management systems and audit software, and ability to learn new tools.
• Ability to conduct online research on regulatory changes and best practices.

Nice To Haves

• Compliance-related certifications, such as Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM).
• Familiarity with compliance management tools, data analytics, and reporting systems.
• Experience conducting compliance audits and reporting.

Responsibilities

• Stay current with local, state, and federal laws and industry regulations, and ensure the company complies with applicable requirements.
• Develop, implement, and enforce internal compliance policies and procedures, and ensure employees understand and follow them.
• Conduct risk assessments and compliance audits, identify vulnerabilities, and work with stakeholders on risk mitigation strategies.
• Provide employees with compliance training and guidance, including updates on new or changed requirements.
• Prepare and present regular compliance reports to senior management, covering compliance status, violations, and recommended improvements.
• Investigate potential compliance violations and monitor, report, and resolve issues according to internal policies and external regulations.
• Serve as the primary contact for regulatory bodies, submit required documentation on time, and respond promptly to regulatory inquiries.
• Recommend improvements and best practices for the company’s compliance framework as regulations change.
• Support internal and external audits by providing required documentation and compliance reports and addressing identified issues.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level