Compliance Examiner 1/2

State of Louisiana • Baton Rouge, LA

5d • Onsite

About The Position

The mission of the Department of Insurance is to enforce the insurance laws and regulations of the state impartially, honestly and expeditiously. The Louisiana Department of Insurance is seeking a motivated and analytical Compliance Examiner 1/2 to join the Office of Financial Solvency, Financial Examinations/Analysis or Field Division. In this role, you'll help protect the financial stability of Louisiana's insurance and financial services industries by conducting in-depth financial examinations, reviewing regulatory filings, and working directly with industry professionals to ensure compliance with state and federal laws. If you enjoy analyzing financial information, solving complex problems, and making a meaningful impact on the integrity of financial systems, we encourage you to apply!

Requirements

• Three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking; OR A bachelor’s degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking; OR A bachelor’s degree in accounting, auditing, finance, business administration, management, economics, or statistics; OR An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics; OR A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation.
• Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.

Nice To Haves

• Earning professional designations through the Society of Financial Examiners (SOFE), such as the Accredited Financial Examiner (AFE) and Certified Financial Examiner (CFE).

Responsibilities

• Review financial and operational records from banks, credit unions, insurance companies, and other financial service providers to help ensure they follow state and federal regulations.
• Analyze financial information to confirm the accuracy of reported assets, liabilities, and equity, helping institutions maintain sound financial practices.
• Review investment portfolios, loans, real estate holdings, and other financial activities to verify compliance and identify potential areas of concern.
• Evaluate financial statements and related documentation to ensure information is accurate, complete, and consistent with accounting standards.
• Prepare clear and organized reports that summarize findings and highlight key areas such as liquidity, asset concentrations, and overall financial stability.
• Work directly with company representatives and management to request information, clarify details, and discuss examination results.
• Assist experienced examiners during field or desk reviews and occasionally lead smaller examination assignments under supervision.
• Participate in professional development and complete the introductory Compliance Examiner School to build foundational skills in examination and analysis.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Education Level: No Education Listed