The Compliance Auditor reviews the business practices of the company and its delegated entities for compliance with relevant federal and state regulations and standards, client contractual requirements, and internal policies and procedures. Audits and monitoring may occur annually or at other intervals and may involve reviewing documentation and records and interviewing executives and employees. When potential or current non-compliance is identified, the auditor recommends business-process improvements and evaluates implementation plans to ensure corrective steps are effective and address the root cause. The role supports internal and external audits, delegation oversight, compliance monitoring, issue remediation, and corrective action planning. It works closely with operational department leaders, delegated-entity points of contact, and the Compliance Officer; prepares findings and reports; maintains audit records and logs; and provides compliance training and guidance to staff and delegates.
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Job Type
Full-time