Compliance Associate, Regulatory Intelligence

KeyBank • Brooklyn, OH

13h • Hybrid

About The Position

This position is part of the Regulatory Intelligence Compliance Team within Compliance Risk Management. It identifies, summarizes, and consults on current and emerging legal and regulatory compliance requirements affecting Key’s products, services, business processes, and lines of business. The role may also conduct regulatory research and analysis on topics that could affect the organization.

The qualified candidate can work independently and collaboratively, meet schedules and deadlines, manage multiple tasks, and exercise sound judgment while considering compliance risk implications for KeyCorp. The position requires in-office presence at one of Key’s primary offices, currently three days per week, consistent with corporate expectations. Key also describes its workspace approach as prioritizing in-office presence while providing flexible options when roles can be performed effectively in a mobile environment.

Requirements

• Bachelor’s degree in business, finance, legal, or a related field.
• At least 2 years of professional experience researching and analyzing statutory and regulatory requirements.
• Strong research, analytical, and problem-solving skills.
• Excellent organization and time-management abilities.
• Strong attention to detail and accuracy.
• Proven relationship-building skills.
• Proficiency in comprehending compliance laws and regulations.
• High ethical standards and ability to maintain confidentiality.
• Ability to navigate complex organizational structures, communication channels, and networks.
• Ability to work independently and as part of a team, adhere to schedules, meet deadlines within limited timeframes, multitask, and use sound judgment.

Nice To Haves

• Juris Doctorate and/or Certified Regulatory Compliance Manager (CRCM) designation.
• At least 1 year of experience as a financial services attorney, compliance professional, bank regulator, or in comparable legal work.
• Experience identifying and summarizing regulatory changes relating to the financial services industry.

Responsibilities

• Identify new or revised rules, regulations, laws, and guidance applicable to the financial services industry.
• Review Artificial Intelligence and Generative AI outputs for soundness, clarity, and accuracy in summarizing regulatory changes, revising them where necessary.
• Collaborate with subject matter experts to research and analyze new or modified regulatory requirements.
• Identify the individual business areas and risk disciplines to which regulatory changes and requirements apply.
• Track regulatory changes and analysis in the Governance, Risk and Compliance (GRC) system of record.
• Engage with risk partners to support timely implementation of required remediation plans and ensure plan status is accurate.
• Use sound judgment and make decisions when analyzing and escalating concerns.
• Help maintain internal policies and procedures, including updating and drafting training materials and revising procedures as needed.
• Support and lead ad hoc projects.
• Build trusted relationships and partner with risk, legal, and business liaisons, senior management, and others on corporate-wide compliance issues.
• Maintain the required in-office presence at one of Key’s primary offices, currently three days per week.

Benefits

• Eligible for incentive compensation, which may include production, commission, and/or discretionary incentives.
• The position is eligible for company benefits; the posting directs applicants to a benefits list but does not specify the benefits.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level