Compliance Analyst

Broadridge•Edgewood, NY

1d•$65,000 - $68,000•Hybrid

About The Position

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is growing! We are seeking a Compliance Analyst to join our dynamic team in Edgewood, NY. In this role, you will support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. You will assist with over-arching controls and risk assessments, cross departmental and multiple site location collaboration pertaining to possible security incidents, data loss prevention, and entitlement management. We are made up of high performing teams that meet in person to learn and collaborate as needed. This role is considered hybrid, which means you’ll be assigned to our Edgewood New York office with a 2-day per week in-person expectation.

Requirements

Bachelor’s degree in Business, Finance, Accounting, Business Administration preferred
Experienced in Information Security, Risk mitigation, and industry control frameworks preferred
Strong Project Management skills
Proficiency in Microsoft Suite with a high level of proficiency within Excel
Detail oriented with excellent time management skills, and ability to work under pressure while managing multiple projects at one time
Ability to work both independently and in a team environment
Strong written and verbal communication skills, with ability to explain data in an engaging manner

Nice To Haves

Familiarity with Artificial Intelligence (AI) tools a plus

Responsibilities

Conducts periodic internal reviews or audits to ensure that risk is mitigated and compliance procedures are followed.
Conducts or directs the internal investigation of compliance issues.
Assess product, compliance, or operational risk and develops risk management strategies, which includes the ICS business units.
Oversee Risk Management Processes: Develop and manage comprehensive processes for risk assessment, identification, monitoring, and reduction aligned with our external business objectives.
Ensure Internal Controls: Maintain a strong internal control environment by ensuring compliance with internal policies, standard operating procedures, and information security protocols.
Develops, implements and evaluates processes ensuring business goals and cost requirements are met.
Monitors, assesses and ensures high levels of productivity and delivery to achieve planned ROI.
Works with software and internet applications including performance issues, maintenance, system resources, and service and support internet sites.
Campaign Leadership: Lead campaigns that involve operations, including data processing, programming, and tabulation, while understanding Broadridge pricing models and projecting associated costs.
Project Guidance: Apply your technical expertise to provide guidance as a project manager, ensuring that structured work assignments meet defined goals and objectives