Compliance Analyst – Contract

BMO•Toronto, ON

11d•CA$61,600 - CA$113,900•Onsite

About The Position

Reporting to the Senior Compliance Manager, Legal & Compliance, the Compliance Analyst will be an integral part of Burgundy’s Legal & Compliance Department. You will assist with regulatory analysis, compliance monitoring, and regulatory filings, ensuring our operations adhere to the highest standards. This is an 18-month contract position. This role is based in Toronto and requires in-person attendance.

Requirements

Client-focused problem solver who delivers practical solutions and consistently produces thorough, high-quality, detail-oriented work.
Proactive mindset with a strong interest in identifying and implementing process and productivity improvements.
Commitment to staying current on regulatory developments impacting the business.
Strong written and verbal communication skills are important.
Highly organized with excellent time management and prioritization skills.
Strong sense of accountability, ability to meet deadlines, and commitment to high ethical standards.
Ability to work with internal and external stakeholders on sensitive matters and coordinate timely responses to information requests and process changes.
Demonstrated ability to handle confidential and personal information with discretion and integrity.
A university degree is required.
Strong proficiency in Microsoft Office, particularly Excel, Word, and PowerPoint.

Nice To Haves

1–2 years of compliance experience within the asset management industry preferred.
Experience with Charles River Investment Management Solution is a plus; knowledge of NI 31-103 is beneficial.

Responsibilities

Document and implement compliance practices and procedures.
Assist with pre- and post-trade surveillance using Charles River.
Conduct internal compliance monitoring and audits.
Maintain and update policies and procedures to prevent securities law violations.
Ensure timely and accurate regulatory filings.
Serve as a subject matter expert for colleagues across functions.
Assist in research and analysis of compliance issues.
Assist in building and improving Burgundy’s compliance program.