Compliance Analyst

Goosehead Insurance•Westlake, OH

18d

About The Position

The Compliance Analyst will join the compliance and risk management team at a nationally recognized, independent insurance agency serving the personal lines insurance market. The role connects internal audit functions, IT/IS controls, regulatory requirements, accounting operations, and business strategy. The analyst conducts independent analysis, presents findings to senior leadership, and implements system improvements while supporting regulatory compliance. The position works across the organization with Sales, Service, Operations, Legal and General Counsel, Partnerships, Strategic Initiatives, Finance and FP&A, and Learning and Development. It operates within the multi-state regulatory framework for personal lines insurance, with a focus on state-specific obligations, insurance department examinations, regulatory readiness, and errors and omissions risk management.

Requirements

3–7 years of professional experience in internal audit, IT/IS audit, accounting, compliance, or related regulatory functions.
Strong analytical and problem-solving abilities, with proficiency in quantitative and qualitative analysis.
Advanced data analytics capabilities, including experience with Excel modeling and statistical analysis.
Excellent written communication skills and the ability to translate complex concepts into clear documentation.
Strong presentation skills and the ability to communicate findings to diverse audiences.
Independent judgment and the ability to conduct research and analysis with minimal supervision.
A business consulting mindset and the ability to identify process improvements and innovation opportunities.
Knowledge of internal audit, IT/IS audit, and legal/regulatory analysis frameworks.
Ability to work independently and collaboratively across organizational functions.

Nice To Haves

Familiarity with or active interest in enterprise risk management (ERM) frameworks and practices.
Experience with SQL, statistical analysis, and data visualization tools, including Snowflake, Power BI, and/or Salesforce reporting and analytics tools.
Knowledge of or interest in artificial intelligence applications, including AI governance and risk considerations.
Understanding of data privacy regulations and consumer protection requirements.
Insurance industry experience, particularly in personal lines operations.
Relevant certifications such as CIA, CISA, or CPA, or willingness to pursue certification.

Responsibilities

Perform internal and IS audit functions, assessing control environments and operational effectiveness.
Conduct root cause analysis investigations and present findings independently to management.
Research, analyze, and interpret regulatory requirements and industry best practices.
Draft and maintain policies, procedures, and compliance documentation.
Design and implement system improvements and risk mitigation strategies.
Prepare presentations and reports for executive-level audiences.
Support enterprise risk management initiatives and compliance testing.
Use data analytics and regulatory reporting tools to identify trends and anomalies.
Collaborate with Sales, Service, and Operations on compliance in customer-facing and operational processes.
Work with Legal and General Counsel on regulatory matters and legal strategy.
Coordinate with Partnerships on third-party compliance and vendor management.
Support Strategic Initiatives with compliance implications of business transformation projects.
Work with Finance and FP&A on financial controls, accounting compliance, and resource allocation.
Partner with Learning and Development on compliance training and awareness programs.
Address state-by-state regulatory requirements, insurance department examination processes, regulatory readiness, and E&O risk management.