Compliance Advisor, Regulatory Change Management
About The Position
The Role Reporting to the Director, Cross-Enterprise Compliance GRC Program Lead, you will be part of the Compliance Framework and Program Management team. In this role, you will support the execution of a consistent, enterprise-wide approach to core compliance program capabilities, including regulatory inventory and change management. You will help drive the intake, triage, and initial assessment of regulatory developments, while maintaining a structured and reliable regulatory inventory. You will partner across Compliance, Legal, Risk, Technology, and business teams to ensure regulatory developments are understood, assessed for applicability, and translated into clear, actionable outcomes. You will also contribute to broader team efforts to drive coordination and consistency in how regulatory obligations and change are managed across the enterprise.
Requirements
- Bachelor’s degree or equivalent, with 3–5 years of relevant experience.
- Familiarity with SEC, FINRA, or similar regulatory frameworks, including rules, guidance, enforcement actions, and exam activity.
- Experience maintaining structured data, inventories, or records.
- Experience supporting regulatory monitoring, intake, or triage activities in a financial services or regulated environment.
- Ability to assess applicability and document clear, structured disposition decisions.
- Strong analytical and organizational skills with attention to detail.
- Ability to translate complex regulatory information into clear, actionable summaries.
- Strong collaboration skills in a matrixed environment.
- Strong written and verbal communication skills.
- Ability to manage multiple priorities and deliver high-quality work.
Nice To Haves
- Experience with compliance processes or GRC platforms (e.g., Archer) is a plus.
Responsibilities
- Work within a dedicated team to execute regulatory intake and triage rules, guidance, enforcement actions, and exam activity across multiple rulebooks (e.g. FINRA, SEC, etc.).
- Assess applicability and document clear disposition decisions (in-scope, out-of-scope, monitor).
- Summarize regulatory updates into concise, actionable insights for stakeholders.
- Maintain and enhance the regulatory rules inventory with a focus on data accuracy, completeness, and consistency.
- Support workflow execution, tracking, and status visibility across regulatory change activities.
- Partner across Compliance, Legal, Risk, Technology, and business SMEs to support coordination of impact assessments.
- Support reporting and metrics to improve enterprise visibility into regulatory change.
- Identify trends and themes in regulatory developments and escalate as appropriate.
Benefits
- Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
