Business Controls Oversight, Senior Associate

VanguardMalvern, PA
Hybrid

About The Position

At Vanguard, we don't just have a mission—we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best. Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience. Vanguard, one of the world's largest investment management companies, serves individual investors, institutions, employer-sponsored retirement plans, and financial professionals. We have a diverse and talented crew with a culture that promotes teamwork, along with an unwavering focus on serving our clients' best interests.

Requirements

  • Minimum of five years related work experience, with three years experience in threat analysis.
  • Undergraduate degree or equivalent combination of training and experience.

Nice To Haves

  • Supervisory experience preferred.

Responsibilities

  • Provides support in the implementation of divisional/business control solutions.
  • Performs daily divisional/business control management tasks and analyzes risk issues.
  • Develops effective relationships with management and crew throughout the company.
  • Monitors, reports, and assists in the development of divisional/business control activities. Prepares and analyzes data and dashboards. Uses available data to monitor progress and measure success.
  • Maintains awareness of regulatory risk and control topics. Seeks to understand broad industry and Vanguard trends regarding divisional/business risk and control.
  • Participates in special projects and performs other duties as assigned.
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