Brokerage Specialist - Analyst

T. Rowe Price • Owings Mills, MD

4d • Hybrid

About The Position

At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident. We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you’ll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity. Join us for the opportunity to grow and make a difference in ways that matter to you.

Requirements

• Bachelor's degree or the equivalent combination of education and relevant experience AND 2+ years of total relevant work experience
• SIE, Series 7, Series 63, Series 24, and on an as-needed basis, will support Series 4 and/or Series 52 and Series 53 licenses.
• FINRA licenses are required and will be supported for this role.

Nice To Haves

• Develops communication strategies, fosters relationships, and promotes the department’s image.
• Assessing individual risks for acceptability and handling them within authority.
• 2 – 3 years Financial Services experience preferred.
• Successfully manage a high volume of tasks with tight deadlines, ensuring timely completion of deliverables.

Responsibilities

• Ensuring risk and compliance standards are developed and followed in contact center.
• Participating in initiatives, projects, and oversight activities to enhance the quality and efficiency of the contact center.
• Recommending process changes and improvements to managers using comprehensive knowledge of contact center operations.
• Overseeing and managing contact center oversight activities for vendors and clients.
• Providing analytical oversight for business product lines.
• Reviewing and ensuring compliance with annual procedure audits.
• Applying understanding of internal controls to help identify and mitigate risk.
• Gathering data to inform operational results and areas of key risk and business oversight.
• Communicating with clients or internal staff to process adjustments for client trading and reporting while maintaining compliance standards.
• Providing oversight for overall trading activity for department.
• Identifying, coordinating, developing, and deploying moderately complex Learning and Development programs that support more junior contact center team members in the process of obtaining licensing.
• Providing opportunities for knowledge sharing and skill development.
• Reviewing contact center licensing processes, policies, and procedures and providing insight into the efficiency and effectiveness of delivered solutions.

Benefits

• Competitive compensation
• Annual bonus eligibility
• A generous retirement plan
• Hybrid work schedule
• Health and wellness benefits, including online therapy
• Paid time off for vacation, illness, medical appointments, and volunteering days
• Family care resources, including fertility and adoption benefits

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level