Let's begin! AVP-Compliance AI and Technology

Moody's Corporation•Charlotte, NC

About The Position

Moody's Compliance Department is seeking an AVP to develop and maintain technology systems and automated workflows that support the global Compliance function. This role involves leading the deployment of Moody's AI platform capabilities across compliance workflows, enabling automation, intelligent decision-making, and scalable risk management. The AVP will design and implement AI-driven solutions to reduce manual compliance activities, stay abreast of AI developments, and establish frameworks for responsible AI use. This position requires partnering with Legal, Risk, Technology, and Data Science teams to ensure AI solutions meet compliance standards and align with Moody's Corporation AI strategic plan. The role also involves defining and tracking key performance indicators for AI-enabled compliance processes and reporting insights to senior leadership.

Requirements

6+ years of relevant experience with a background in building technology solutions, preferably supporting Compliance or other control functions
Hands-on experience developing AI and GenAI-powered applications is required
Proficiency in Python or R preferred; ability to write SQL scripts, ETL pipelines, and shell scripts
Experience building using Power Platform (Power Apps, Power Automate, Power BI) and agentic solution implementation using Microsoft Copilot Studio
Strong problem-solving and debugging skills with experience working in an agile environment
Collaborative problem solver who excels in a fast-paced environment with a creative, outside-the-box mindset and an aptitude for rapid evolution
Demonstrated ability to manage stakeholder relationships across cross-functional teams including Legal, Risk, Technology, and Data Science
Demonstrated proficiency in artificial intelligence concepts, with hands-on experience using AI tools to streamline workflows and enhance operational efficiency.
Proven ability to implement AI-powered solutions to solve business challenges.
Demonstrates a growing awareness of AI risk management and a commitment to responsible and ethical AI use.
Bachelor's or Master's degree in Computer Science or a related field is required

Responsibilities

Develop, enhance, and maintain Compliance technology solutions supporting Surveillance and Monitoring, Securities Trading, Conflicts Office, Program Office, Investigations, Policies, Training, and other Compliance functions
Lead the deployment of Moody's AI platform capabilities across compliance workflows, enabling automation, intelligent decision-making, and scalable risk management
Design and implement AI-driven solutions that reduce manual, low-value compliance activities, freeing up resources for strategic initiatives
Stay abreast of rapid developments in AI, machine learning, and generative AI; evaluate emerging technologies and lead their integration into Moody's compliance infrastructure
Establish and oversee frameworks for responsible AI use, including risk assessments, transparency protocols, and ethical guidelines aligned with regulatory expectations
Partner with Legal, Risk, Technology, and Data Science teams to ensure AI solutions meet compliance standards and align to the Moody's Corporation AI strategic plan
Define and track key performance indicators for AI-enabled compliance processes; report insights to senior leadership and recommend continuous improvements