Audit Manager [Multiple Positions Available]

JPMorganChase•Jersey City, WA

3d•Onsite

About The Position

The Audit Manager drives internal audit activities in the capital markets and investment banking industry, including risk assessments, planning, testing, documentation, review, control evaluation, issue identification, audit reporting, and verification of issue closure. The role evaluates the effectiveness of the control environment and presents issues, root-cause analysis, and associated risks to management. The Audit Manager monitors audit execution to ensure timely completion and adherence to budget, and ensures audit procedures comply with department and professional standards. The role performs continuous monitoring through stakeholder engagement and review of key performance indicators, establishes effective relationships with stakeholders, business management, and control groups while preserving independence, and stays current with accounting, regulatory, and industry developments. The position also oversees audit resources and provides feedback and coaching. The role requires a bachelor's degree in Accounting, Finance, Business Administration, or a related field and seven years of relevant experience. Required experience includes conducting internal audits in capital markets and investment banking, and evaluating financial risks and controls in those industries. The position is full-time and located at 545 Washington Blvd, Jersey City, NJ 07310, with a stated salary range of $192,000 to $200,000 per year.

Requirements

Bachelor's degree in Accounting, Finance, Business Administration, or a related field.
Seven years of experience in the job offered, as an Audit Manager, Auditor, or in a related occupation.
Four years of experience conducting internal audits in the capital markets and investment banking industry.
Three years of experience evaluating financial risks and controls in the capital markets and investment banking industry.
Experience leading end-to-end internal audit processes, including planning, execution, reporting, and directing completion within time and budget constraints.
Experience evaluating internal controls and identifying control weaknesses considering business and technology risks.
Experience presenting internal audit results and issues to management.
Experience auditing 10-K and 10-Q filings in the capital markets industry.
Experience auditing compliance with Regulation W through evaluation of affiliate transactions and internal controls.
Experience auditing accounting for derivative products.
Experience auditing broker-dealer net capital computations under SEA Rule 15c3-1 through evaluation of capital adequacy and regulatory compliance.
Experience auditing broker-dealer reserve requirements under SEA Rule 15c3-3 through evaluation of customer protection controls and reserve computations.
Experience performing sampling, trending, and population testing using data analytics in Excel-based and software-based tools.
Experience performing continuous monitoring of functional areas to assess changes to audit coverage.

Responsibilities

Drive audit activities, including risk assessments, planning, testing, documentation, review, control evaluation, issue identification, audit reporting, and verification of issue closure.
Evaluate the effectiveness of the control environment.
Present issues, root-cause analysis, and associated risks to management.
Monitor audit execution to ensure timely completion and adherence to budget.
Ensure audit procedures comply with department and professional standards.
Perform continuous monitoring through stakeholder engagement and review of key performance indicators.
Establish and maintain effective relationships with stakeholders, business management, and control groups while preserving independence.
Stay current with accounting, regulatory, and industry developments.
Oversee audit resources and provide feedback and coaching.
Lead end-to-end internal audit processes, including planning, execution, reporting, and directing completion within time and budget constraints.
Evaluate internal controls and identify control weaknesses considering business and technology risks.
Audit 10-K and 10-Q filings in the capital markets industry.
Audit compliance with Regulation W by evaluating affiliate transactions and internal controls.
Audit accounting for derivative products.
Audit broker-dealer net capital computations under SEA Rule 15c3-1 by evaluating capital adequacy and regulatory compliance.
Audit broker-dealer reserve requirements under SEA Rule 15c3-3 by evaluating customer protection controls and reserve computations.
Perform sampling, trending, and population testing using data analytics in Excel-based and software-based tools.
Perform continuous monitoring of functional areas to assess changes to audit coverage.