Audit Manager [Multiple Positions Available]

JPMorgan Chase & Co.•Jersey City, NJ

4d•$192,000 - $200,000

About The Position

The Audit Manager drives audit activities across risk assessment, planning, testing, documentation, review, control evaluation, issue identification, audit reporting, and verification of issue closure. The role evaluates the effectiveness of the control environment and presents issues, root-cause analyses, and associated risks to management. It monitors audit execution for timely completion and adherence to budget, ensures procedures comply with department and professional standards, and performs continuous monitoring through stakeholder engagement and review of key performance indicators. The Audit Manager maintains effective relationships with stakeholders, business management, and control groups while preserving independence, stays current with accounting, regulatory, and industry developments, and oversees audit resources by providing feedback and coaching. The role requires a bachelor's degree in Accounting, Finance, Business Administration, or a related field, plus seven years of relevant experience. The position is full-time and located at 545 Washington Blvd, Jersey City, NJ 07310, with a stated salary range of $192,000–$200,000 per year. The compensation package may include discretionary incentive compensation for eligible roles, and benefits are available based on eligibility.

Requirements

Bachelor's degree in Accounting, Finance, Business Administration, or a related field of study.
Seven years of experience in the job offered or as an Audit Manager, Auditor, or in a related occupation.
Four years of experience conducting internal audits in the capital markets and investment banking industry.
Three years of experience evaluating financial risks and controls in the capital markets and investment banking industry.
Experience leading end-to-end internal audit processes, including planning, execution, reporting, and directing completion within time and budget constraints.
Experience evaluating internal controls and identifying control weaknesses considering business and technology risks.
Experience presenting internal audit results and issues to management.
Experience auditing 10K and 10Q filings in the capital markets industry.
Experience auditing compliance with Regulation W through evaluation of affiliate transactions and internal controls.
Experience auditing accounting for derivative products.
Experience auditing broker-dealer net capital computations under SEA Rule 15c3-1 through evaluation of capital adequacy and regulatory compliance.
Experience auditing broker-dealer reserve requirements under SEA Rule 15c3-3 through evaluation of customer protection controls and reserve computations.
Experience performing sampling, trending, and population testing using data analytics in Excel-based and software-based tools.
Experience performing audit continuous monitoring of functional areas to assess changes to audit coverage.

Responsibilities

Drive audit activities, including risk assessments, planning, testing, documentation, review, control evaluation, issue identification, audit reporting, and verification of issue closure.
Evaluate the effectiveness of the control environment.
Present issues, root-cause analyses, and associated risks to management.
Monitor audit execution to ensure timely completion and adherence to budget.
Ensure audit procedures comply with department and professional standards.
Perform continuous monitoring through stakeholder engagement and review of key performance indicators.
Establish and maintain effective relationships with stakeholders, business management, and control groups while preserving independence.
Stay current with accounting, regulatory, and industry developments.
Oversee audit resources, providing feedback and coaching.
Lead end-to-end internal audit processes, including planning, execution, reporting, and directing completion within time and budget constraints.
Evaluate internal controls and identify control weaknesses considering business and technology risks.
Audit 10K and 10Q filings in the capital markets industry.
Audit compliance with Regulation W through evaluation of affiliate transactions and internal controls.
Audit accounting for derivative products.
Audit broker-dealer net capital computations under SEA Rule 15c3-1 through evaluation of capital adequacy and regulatory compliance.
Audit broker-dealer reserve requirements under SEA Rule 15c3-3 through evaluation of customer protection controls and reserve computations.
Perform sampling, trending, and population testing using data analytics in Excel-based and software-based tools.
Perform audit continuous monitoring of functional areas to assess changes to audit coverage.