Audit Manager I - IT Audit (ATH 952)

TD•Toronto, ON

8d•CA$81,600 - CA$115,200•Onsite

About The Position

This role involves conducting audit work based on established audit plans and executing audits in accordance with established standards. The position requires executing testing of controls, potentially developing audit planning documents, and completing reviews/sign-offs on audit activities. The role also contributes to the audit planning process, manages stakeholder communications, and presents objective audit opinions. Additionally, it involves executing follow-up on audit findings, providing subject matter expertise, and identifying key risks and control weaknesses.

Requirements

Undergraduate degree required
5+ years of relevant experience
CISA - required to complete within 12 months of hire

Responsibilities

Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion
Execute testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
Contribute to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
Manage the ongoing audit communications process with the stakeholders during and subsequent to the audit
Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management
Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization
Identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks
Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area
May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level
Prioritize and manage own workload to deliver quality results and meet assigned timelines
Keep current on emerging trends / developments and grow knowledge of the business, analytical tools and techniques and apply them where appropriate
Develop and deliver audit findings, presentations / communications to management or broader audience
Assess / identify key issues and escalate to appropriate levels and relevant stakeholders where required
Contribute to the analysis, due diligence and implementation of initiatives within defined area of responsibility
Continuously enhance knowledge / expertise in own area
Support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency
Establish effective relationships across multiple businesses
Participate in knowledge transfer within the team and business units
Work to achieve individual goals and support other team members in the achievement of team goals and divisional objectives
Work as an audit subject matter expert and may coach and educate others
Oversee and/or independently perform audits from end to end
May lead moderately complex audits and have responsibility for completion of the audit.
Undertake and complete a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise
Ability to process and handle confidential information with discretion.