Audit Manager, Commercial Bank (Hybrid)

Capital One•Charlotte, NY

6d•$138,100 - $189,200•Hybrid

About The Position

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager, Commercial Bank interested in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on conducting operational and compliance audits of the commercial banking portfolio. The Audit Manager will be responsible for ensuring audit projects maintain compliance with all organizational and professional ethical standards.

Requirements

Bachelor’s Degree or military experience
At least 5 years of experience in auditing one or more of the following areas: commercial banking or financial services industry, or risk management.
At least 3 years of experience in leading audit engagements or in project management role

Nice To Haves

Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM)
6+ years of experience in auditing commercial banking portfolio
1+ years of experience with data analytics tools in support of internal audit

Responsibilities

Proactively monitor the assigned audit universe for needed updates.
Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan, as needed.
Direct or lead large, complex business unit and project audits.
Develop engagement planning documentation to communicate rationale for scoping decisions and develop audit programs to ensure adequate coverage of risk.
Design and sometimes execute internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
Understand the broader context and implications of risks affecting the business.
Identify and implement efficiencies in executing test work.
Supervise and coordinate work assignments amongst audit team members.
Provide timely feedback, on-the-job training, and coaching to audit staff.
Establish and maintain good relationships with key business and audit partners.
Effectively communicate audit process, scope, protocol, issues, risks and recommendations during kick-off, periodic status updates, and exit meetings.
Appropriately tailor verbal and written communications based on audience.
Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.
Interpret business priorities, anticipate issues and obstacles, and apply to scope of role.
Manage timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities.
Self-prioritize and independently complete multiple tasks across the team and department.
Demonstrate the ability to successfully meet deadlines.
Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
May be called upon to effectively represent internal audit at management meetings, internal forums, and to some external organizations.