The Associate in Equities Execution Client Operations provides post-trade service to institutional clients. The role covers client trade processing and settlement, risk management, and responding to client inquiries. The Associate works directly with clients and external brokers, manages a dedicated book of clients or market, develops client relationships, investigates issues and exceptions, and improves processes while maintaining strong controls and accurate books and records. Operations partners across the firm to deliver banking, sales and trading, and asset management capabilities, while providing risk management and control. Equities Execution Client Operations is responsible for booking and settling trades and maintaining accurate records for the firm’s Equities clients. The team seeks commercial solutions for client needs without compromising risk and control.
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Job Type
Full-time
Career Level
Mid Level