Global Banking & Markets Operations, Regulatory Reporting, Dallas, Associate

Goldman Sachs•Dallas, TX

11h

About The Position

Goldman Sachs Operations partners with teams across the firm to provide banking, securities, and asset management services, while managing risk and maintaining controls. The Regulatory Operations team ensures compliance with non-financial regulatory reporting obligations by accurately reporting firm and client order, execution, and position information to regulators across financial products and businesses. The Associate will support North American regulatory reporting obligations, including time-sensitive daily reporting, data analysis, issue resolution, and control improvement. The role works with teams across Operations, Engineering, Technology, Legal, Compliance, and business units. It also contributes to change programs and strategic initiatives, including using automation and AI-led data analytics to improve accuracy, scalability, and control effectiveness.

Requirements

Bachelor's degree.
Proficiency with MS Office and data analytics tools such as Alteryx, and experience leveraging AI solutions such as Copilot.
Analytical thinking, including the ability to generate innovative ideas and translate strategy into execution.
Problem-solving and documentation skills, including the ability to understand complex workflows.
Proactive, enthusiastic, and team-oriented approach.
Accuracy, analytical ability, and attention to detail.
Effective time management and risk awareness.
Ability to think strategically and contribute to department- and division-wide initiatives.
Strong written and verbal communication skills.
Ability to organize and prioritize workload, drive results, learn quickly, and adapt to change and new challenges.
Control or project management capabilities in design, testing, and execution.

Nice To Haves

Two to three years of work experience in the financial or business industry.
Experience in audit or analysis, compliance, business support, daily processing, project management, risk management, or implementation of strategic operational plans.
Experience with securities trading flows, regulatory obligations, and project or JIRA management.
Experience with financial products or functions, including data analysis, regulatory reporting, trading flows, and compliance.
Familiarity with CFTC P45, P43, Electronic Blue Sheet, or Consolidated Audit Trail reporting.

Responsibilities

Accurately, completely, and promptly report time-sensitive regulatory information, applying effective risk management.
Develop knowledge of regulatory requirements, processes, and systems for North American non-financial regulatory reporting regimes.
Analyze data daily, resolve problems, and improve processes.
Investigate and remediate reporting issues, provide supervisory guidance, and develop control improvements.
Work with Engineering and Operations teams on controls for data integrity and completeness.
Oversee impact assessments for new markets, products, business reorganizations, system changes, and new or changed regulations.
Improve processes, procedures, and outputs through automation and adoption of AI-led data analytics.
Contribute to strategic initiatives from idea creation through implementation with Technology and team stakeholders.
Work with Legal, Compliance, Technology, other Operations groups, and business units on change programs and issue resolution.
Assess the regulatory environment and the firm's adherence to reporting obligations as part of ongoing risk management.
Contribute to other group activities as needed, including daily report production.