Associate, Client Due Diligence Quality Checker
About The Position
As an integral member of the Client Data Management team at Cantor Fitzgerald, you will be responsible for conducting thorough quality assurance reviews of Customer Due Diligence (CDD) and Know Your Customer (KYC) processes. Your primary focus will be on maintaining the accuracy, completeness, and compliance of client due diligence records, adhering to internal policies and regulatory requirements. This role is crucial in identifying and mitigating financial crime risks, and you will collaborate closely with Compliance, AML, and Operations teams to enhance overall process quality.
Requirements
- Experience in quality assurance reviews of CDD/KYC processes.
- Knowledge of internal policies and regulatory requirements.
- Ability to identify and mitigate financial crime risks.
- Strong collaboration skills with Compliance, AML, and Operations teams.
Responsibilities
- Conducting thorough quality assurance reviews of Customer Due Diligence (CDD) and Know Your Customer (KYC) processes.
- Maintaining the accuracy, completeness, and compliance of client due diligence records.
- Adhering to internal policies and regulatory requirements.
- Identifying and mitigating financial crime risks.
- Collaborating closely with Compliance, AML, and Operations teams to enhance overall process quality.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
No Education Listed
Number of Employees
1,001-5,000 employees
