Aml Analyst
About The Position
The AML Analyst is responsible for timely Enhanced Due Diligence (EDD) reviews for potentially high-risk U.S. customers, with a strong focus on Alternative Investment Funds. The role assesses onboarding documentation, ownership structures, anticipated account activity, adverse media, reputational risks, PEP exposure, and other risk factors to determine customer risk ratings and alignment with risk appetite. The analyst also performs high-risk customer due diligence across U.S. customer segments and periodic reviews of high-risk clients. This includes reviewing customer profiles and histories, analyzing transactional activity, identifying negative news and positive sanctions matches, and reassessing client risk ratings. The role collaborates with AML, Legal, Risk Management, Sanctions, and business stakeholders, escalates customers outside risk appetite, and supports regulatory compliance and process improvement.
Responsibilities
- Conduct Enhanced Due Diligence reviews for high-risk customers, with a strong focus on Alternative Investment Funds.
- Analyze onboarding documentation, ownership structures, anticipated account activity, and associated risk factors.
- Perform adverse media and reputational risk research.
- Evaluate PEP exposure and anticipated account activity.
- Conduct high-risk customer due diligence across U.S. customer segments.
- Complete periodic reviews of high-risk clients, including profile and history reviews, transactional activity analysis, negative news and positive sanctions match identification, and client risk rating reassessment.
- Collaborate with AML, Legal, Risk Management, Sanctions, and business stakeholders to determine appropriate risk outcomes.
- Identify customers outside risk appetite and escalate as required.
- Maintain and update AML procedures, job aids, and documentation, and suggest best practices, efficiencies, and updates to support regulatory compliance.
- Support regulatory compliance initiatives and process improvement activities.
- Manage multiple reviews simultaneously while maintaining accuracy and attention to detail.
- Foster collaborative relationships with members of U.S. AML, Enterprise AML, and U.S. Risk Management.
Benefits
- Medical insurance
- Dental insurance
- Vision insurance
- Critical Illness, Accident, and Hospital coverage
- 401(k) retirement plan with pre-tax and Roth post-tax contributions
- Voluntary life and AD&D insurance for employees and dependents
- Short- and long-term disability
- Health Spending Account (HSA)
- Transportation benefits
- Employee Assistance Program
- Time off/leave, including PTO, vacation, or sick leave
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What This Job Offers
Education Level
No Education Listed
