Wealth QA Analyst

Citizens•Charlotte, NC

1d•Hybrid

About The Position

As the Wealth QA Analyst, you are responsible for reviewing and analyzing transaction processing, shareholder services activities, and general operational processes to maintain, and /or enhance quality and effectiveness. Additionally, you will build knowledge of the company, processes and customers, while solving a range of straightforward problems related to QA.

Requirements

1 year or more of bank/financial services ideally in Wealth Operations
FINRA Series 7 licensure
Demonstrated strong interpersonal, verbal, and written communication skills.
Success proven ability to be successful and adapt to a fast-paced, multi-dimensional work environment using strong time management skills.
Proven ability to successfully analyze, problem solve and make decisions independently.
Possesses detailed and goal oriented professional approach with an interest in Wealth Management and Investment business line.
Completed high school degree or GED equivalent.

Nice To Haves

1+ year of Quality Assurance review and testing grid processing.
1+ years of process improvement experience
Securities Licenses such as Series 24 and/or Series 63 highly preferred.
Demonstrated successful stable work history.
Completed associates and/or bachelors college degree

Responsibilities

Quality assurance planning, which includes the development and implementation of quality assurance strategies, methodologies, and test plans for wealth management processes and systems.
Test execution and analysis, test documentation and reporting, and process improvement and risk mitigation.
Regulatory compliance, which includes staying updated on regulatory changes that impact wealth management operations and systems.