Wealth Advisor I

Sequoia Financial Group Llc • Dublin, OH

3h

About The Position

We are seeking a highly motivated Wealth Advisor to join our team and help us provide exceptional financial and investment planning services to our clients. As a client-facing role, you will collaborate with other service team members to develop and execute on client relationship plans, aiming to enrich their lives, earn their trust, build financial plans, and deliver results. In this role, the Wealth Advisor I serves as the lead advisor for certain client households while gaining competency with more complex households under the guidance of Senior Advisors. This position emphasizes supporting client satisfaction, driving relationship growth, and contributing to the firm’s mission to enrich lives.

Requirements

• Bachelor’s degree required in Economics, Finance or related field
• Series 65 or 66 license required/ CFP designation preferred
• Technical knowledge of all aspects of comprehensive financial planning; including cash management, income tax planning, insurance, education planning, retirement planning, estate planning, and risk management
• Previous experience working with financial planning software and planning deliverables
• Competent with Microsoft Office suite and Client Relationship Management system such as Salesforce, eMoney, PowerPoint, Excel and analytical tools to support advisor and client services.
• Clean Form U4 is required. U4 cannot have any regulatory disclosures, client complaints, arbitrations or disclosable settlements.
• 3-5 years of financial services industry experience, including client-facing experience and experience leading client meetings.

Nice To Haves

• CFP designation preferred

Responsibilities

• Manage the day-to-day aspects of client engagements as a member of a team.
• Identifying and recommending appropriate asset management, financial and estate planning advice to deliver a great client experience.
• Proactively maintain client relationships through excellent client service.
• Assist or lead in the collection of financial planning data, while working with the Wealth Planning Department (WPD) to develop financial plans.
• Assist or lead in the creation of asset management reports to be delivered to clients. The advisor may play a lead or support role in delivering these reports.
• Display professional communication skills with responses to clients, advisors, and team members by phone, email, and written communications.
• Serve as a primary point of contact for client relationships.
• Coordinate with our external and internal team members to follow up on and execute advice items in a timely manner.
• Utilize Salesforce for documentation and processing of client data, tasks, financial accounts and policy adherence
• Supervise and coordinate the preparation of meeting materials, including agendas, planning analyses, and investment materials.
• Manage meeting follow up, including coordination of internal and external resources; responsible for making sure client objectives are completed.
• Complete client meeting notes and follow up tasks as required.
• Coordinate the execution of trade orders with our investment operations team.
• Develop a deeper technical expertise in general financial knowledge.
• Identify additional planning or asset management opportunities in existing client relationships.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level