VP, Transactional Risk, Tax

Howden•New York, NY

2d•$200,000 - $320,000•Hybrid

About The Position

DUAL North America is seeking a commercial and ambitious Underwriter for the Transactional Risk division. At DUAL, underwriters play a key strategic role in shaping the underwriting framework and expanding broker relationships. In this role, you will provide expertise in risk evaluation, manage submissions, lead on underwriting transactions in various sectors and support profitable portfolio growth. As a key member of the transactional risk team, you will be specializing in Representations and Warranties Insurance (RWI). This role involves negotiating bespoke RWI policies in connection with mergers and acquisitions (M&A), working closely with brokers, legal counsel, and internal stakeholders to deliver tailored insurance solutions in a fast-paced, deal-driven environment.

Requirements

Bachelor’s degree in risk management, Finance, Business, Law or a related field preferred
Ideal candidates will have a background in one or more of the following areas: (i) legal practice, particularly in M&A or corporate law; (ii) M&A-related roles in private equity, investment banking, or financial advisory; or (iii) insurance roles with exposure to private equity or financial transactions
4-8 years of M&A or relevant underwriting experience
In-depth understanding of technical underwriting principles and risk assessment
Strong analytical, negotiation, and decision-making skills
Proven ability to manage and build broker and client relationships
Proficiency in Microsoft Office Suite (Word, Excel, Outlook, PowerPoint)
Demonstrated ability to handle complex risks with sound judgment
Highly self-motivated with strong attention to detail

Nice To Haves

Professional certifications such as CPCU, AU, or similar designations preferred

Responsibilities

Evaluate submissions for active private M&A transactions and prepare customized term sheets outlining proposed pricing and key underwriting considerations.
Ensure timely delivery of quotes to brokers in accordance with deal timelines.
Lead the underwriting process, collaborate with buyer’s counsel and advisors to review due diligence materials and negotiate policy terms.
Find tailored solutions or draft appropriate exclusions where material due diligence gaps are identified.
Analyze target company materials including due diligence reports, confidential information memoranda, and iterations of the M&A agreement to assess risk and inform policy terms.
Supervise and mentor more junior underwriters and analysts supporting the underwriting process.
Provide guidance and feedback to ensure accuracy and professional development.
Coordinate with DUAL’s deal counsel (where appropriate) to review legal findings and incorporate feedback into underwriting decisions.
Communicate relevant inquiries and clarifications to brokers and their clients.
Cultivate and maintain strong relationships with key brokers through regular communication, industry event participation, and strategic networking to support business development and deal flow.