VP, Algorithm Governance Framework & Standards, TDS Governance & Control

TD Bank•New York, NY

20h•Onsite

About The Position

TD Securities (TDS) is seeking an experienced governance professional to support the continued evolution of its Front Office Algorithm Governance framework. Reporting to the Director, TDS Algorithm Governance & Controls (G&C), this role will serve as a subject matter expert responsible for evaluating current algorithm governance practices, identifying opportunities for enhancement, and helping design and implement a target-state governance framework aligned with regulatory expectations and industry practices. The successful candidate will bring experience in algorithm governance and controls, front-office trading technology, or technology governance, coupled with knowledge of trading systems, algorithms, order and execution management platforms, and associated technology risks. The individual will partner closely with trading businesses, front-office technology, compliance, risk, internal audit, and other control functions to strengthen governance across the algorithm lifecycle. This role is primarily focused on framework design, governance uplift, policy, standards and procedures development, control design, issue remediation, and strategic transformation initiatives.

Requirements

7+ years of experience in algorithm governance, governance and controls, technology risk or governance, operational risk, audit or regulatory remediation, front-office trading technology, or related capital markets disciplines.
Demonstrated experience developing or operationalizing governance frameworks, policies, standards, procedures, technology or operational controls, or supporting documentation.
Experience leading complex cross-functional initiatives.
Strong stakeholder management and influencing skills.
Excellent written communication skills.
Proven ability to independently execute and deliver outcomes.
Undergraduate degree preferred
7+ years of relevant experience
Advanced business understanding and knowledge of risk and control functions
Advanced knowledge of governance, risk and control procedures, strategies & tactics
Knowledge of risk management environment, standards, regulations and mitigation
Knowledge of current and emerging trends
Skill in managing budgets and resource allocation
Skill in mentoring, coaching and performance management
Skill in using analytical software tools, data analysis methods and reporting techniques
Skill in using computer applications including MS Office
Ability to lead, plan, implement and evaluate program/project activities to ensure completion
Ability to communicate effectively in both oral and written form
Ability to work collaboratively and build relationships across teams and functions
Ability to work successfully as a member of a team and independently
Ability to exercise sound judgement in making decisions
Ability to analyze, organize and prioritize work while meeting multiple deadlines
Ability to process and handle confidential information with discretion
Ability to establish goals and objectives that support the strategic plan
Ability to contribute to strategic direction of the strategic initiatives and projects

Nice To Haves

Capital Markets experience gained through governance, risk and controls, or front-office technology roles.
Experience with front-office trading systems, algorithmic or electronic trading, order management systems, execution management systems, market connectivity, or production support for trading platforms.
Technology governance experience, including control design or oversight across the system development lifecycle, change management, access management, production readiness, resilience, or third-party technology risk.
Familiarity with RTS 6, SEC Market Access requirements, and algorithmic trading regulatory self-assessments.
Experience responding to audits and regulatory reviews.
Familiarity with issue management frameworks and control environments.

Responsibilities

Develop and maintain governance frameworks, standards, procedures, and operating guidelines.
Translate regulatory and policy requirements into practical governance processes.
Define accountabilities, governance requirements, and escalation processes.
Identify opportunities to improve governance maturity and operational effectiveness.
Design and document governance and operational controls.
Define monitoring, attestation, and oversight processes.
Assess existing governance processes and recommend improvements.
Support implementation of new governance requirements across businesses and technology platforms, including trading, order management, execution management, algorithmic trading, and related front-office systems.
Lead remediation efforts for audit findings, self-identified issues, and regulatory observations.
Develop remediation plans and supporting documentation.
Coordinate stakeholders across business, technology, compliance, and risk functions.
Prepare evidence and closure packages.
Ensure timely execution of commitments and deliverables.
Lead governance initiatives from planning through implementation.
Manage dependencies, stakeholders, risks, and execution plans.
Support broader governance transformation and maturity initiatives.
Drive adoption of new governance processes and standards.
Support governance committee submissions and management reporting.
Develop governance metrics and dashboards.
Support inventory governance, attestations, and change governance processes.
Monitor control effectiveness and emerging governance risks.