Vice President, External Reporting

BNY Mellon•Jersey City, NJ
•$68,000•Hybrid

About The Position

BNY Pershing, a subsidiary of BNY, provides clearing, custody, and other financial business solutions to investment advisors, broker-dealers, and wealth managers. The Vice President will join the Regulatory Reporting team in Jersey City, New Jersey, in a hybrid role. The position supports preparation and analysis of regulatory reports, maintains compliance-related policies and procedures, investigates reporting issues, and works with internal teams to improve reporting processes and data quality.

Requirements

  • Bachelor’s degree in a financial discipline such as Accounting or Finance.
  • Strict attention to detail and ability to prioritize tasks under tight deadlines.
  • Risk awareness and ability to escalate issues when appropriate.
  • Strong analytical and problem-solving skills.
  • High proficiency in Microsoft Office.
  • Experience with artificial intelligence tools such as Co-Pilot and ChatGPT.
  • Team-oriented approach, positive attitude, and strong work ethic.
  • Excellent technical and effective communication skills.

Nice To Haves

  • 3–5 years of broker-dealer regulatory reporting experience is preferred.

Responsibilities

  • Support preparation of the daily 15c3-3 customer reserve computation, including aggregating data and producing calculations.
  • Extract, analyze, and interpret large datasets to ensure reporting accuracy.
  • Conduct analytical research to identify trends and anomalies and prepare management-level commentary on variances.
  • Develop, maintain, enhance, and validate regulatory reporting policies and procedures to support ongoing compliance with applicable regulations.
  • Prepare root cause analyses, develop recommendations and solutions, escalate issues to management, and follow through on remediation.
  • Collaborate with cross-functional teams to design and implement process improvements that streamline reporting workflows and improve data quality.
  • Assist with testing and implementation of issue remediation and automation efforts.
  • Interface with internal stakeholders to build knowledge across finance, treasury, and operations.
  • Participate as needed in broker-dealer and bank regulatory reporting processes, including 15c3-1 net capital computation, FOCUS, TIC, Basel III, FR-Y9C, and FR-2052a reporting.
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