Trust Compliance Officer

Advisor Group•Henderson, NV

1d•Onsite

About The Position

We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company’s financial and legal risks.

Requirements

Solid Trust knowledge
Knowledge of applicable trust laws and regulations
Strong analytical and problem-solving skills
Excellent communication and interpersonal skills
Detail-oriented with ability to manage complex data and documentation
7+ years of experience in financial services
Minimum of high school diploma or equivalent is required

Nice To Haves

Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)
5+ years of experience specific to Trust industry or in a compliance role

Responsibilities

Create and maintain policies and procedures
Assess, maintain and develop the compliance audit processes and internal controls
Point of contact for internal and external auditors
Research and stay current on regulatory changes and communicate important industry changes
Conduct periodic training with staff regarding regulatory requirements
Monitor potential legal matters
Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
Maintain strict confidentiality of all records and data received