Trading Consultant

LPL Financial•Charlotte, CA

4d•Onsite

About The Position

Joining our team as a Consultant on our Rebalancing and Model Management Trading Support Desk will allow you to provide trading support to our financial advisors by offering an extraordinary quality service experience. Our trading team’s main priority is to create a reliable support system for our clients so they can easily grow their practice. Being flexible and adaptable to competing priorities will be key success factors for this position.

Requirements

2-5 years of financial services experience
1+ years of customer service or call center experience
Knowledge of mutual funds, equities, and options
Knowledge of trading regulations and requirements
Microsoft Office skills required.

Nice To Haves

Series 7 preferred.
Experience with Jira project management software and QA/UAT testing is a plus.
A background or experience in agile project management, public speaking, coaching, and talent development is a plus.
Experience with trading, rebalancing, model management, CRM, or financial services platforms preferred.
Experience with Beta, Thomson ONE, Microsoft Dynamics, ClientWorks, CWR, or ModelHub is a plus.

Responsibilities

Provides system support and guidance to advisors regarding our systems, including model management, rebalancing functionality, and block trading tools.
Maintains a working knowledge of equity, option, ETF, and mutual fund products, the markets, and the market impact and execution complexities of large trades.
Maintains strong knowledge of two separate trading system capabilities and rebalancing methodologies.
Masters all aspects of the systems to educate and consult advisors on the best way to utilize system capabilities to obtain their desired objectives using strong customer service skills.
Assists with 20-35 inbound calls a day.
Supports LPL’s Volume Contingency Plan by training and supporting Equity Trading and/or Mutual Fund Trading as needed.
Works closely with the Business Transition Partners team to showcase Enhanced Trading’s capabilities to prospective LPL Financial advisors and then helps train and onboard the advisor once in the onboarding process.
Supports advisor-facing virtual demonstrations, educational workshops around key functionality, and partnership with Technology and agile project teams.
Additional responsibilities or duties may be assigned as needed or determined.